- Guardian Life (New York, NY)
- …Assist in the preparation of required regulatory filings. Collaborate with and assist senior personnel within Law, Compliance, and PAS business areas to perform high ... and improve Compliance operational efficiencies. + Participate and help lead data analytic initiatives and thinking to improve the...Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a… more
- RGP (Dallas, TX)
- …industry experience + Strong knowledge of Generally Accepted Accounting Principles (GAAP); SEC reporting experience is a plus. Experienced with general ledger ... issues, opportunities and trends to provide business owners and senior leaders with financial data that will support decision...and culture to limit business risk and exposures. + Lead people to implement change through coaching, training, and… more