- SMBC (New York, NY)
- …compliance, or transaction banking. + Strong understanding of operational risk, financial crime prevention, and regulatory frameworks ( AML , KYC, NACHA). ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...Vice President, Business Risk will support the Business Risk Manager in enhancing the risk management framework for SMBC's… more
- UMB Bank (Kansas City, MO)
- …adherence to internal risk controls, operational procedures, and anti-money laundering ( AML ) / sanctions screening requirements. + Escalate unusual activity or ... Prepare and present reports on foreign exchange activities for presentation to senior management. + Provide client portal training to existing and prospective… more
- Citigroup (O'Fallon, MO)
- …phone calls and adhering to Know-Your-Customer (KYC) and Anti-Money Laundering ( AML ) procedures for Citi's Investment and/or Banking clients. Position is responsible ... accordance with FINRA and firm policy. + Ensures that KYC/ AML and other compliance norms are strictly adhered to....support from those teams. + Provides timely feedback to senior management to identify client pain points and barriers… more
- Citigroup (San Antonio, TX)
- …external clients and adhering to Know-Your-Customer (KYC) and Anti-Money Laundering ( AML ) procedures for Citi's Investment clients. Position is responsible for ... accordance with FINRA and firm policy + Ensures that KYC/ AML and other compliance norms are strictly adhered to...support from those teams + Provides timely feedback to senior management to identify client pain points and barriers… more
- Citigroup (Jacksonville, FL)
- …phone calls and adhering to Know-Your-Customer (KYC) and Anti-Money Laundering ( AML ) procedures for Citi's Investment and/or Banking clients. Position is responsible ... accordance with FINRA and firm policy. + Ensures that KYC/ AML and other compliance norms are strictly adhered to....support from those teams. + Provides timely feedback to senior management to identify client pain points and barriers… more
- Bank of America (Charlotte, NC)
- …statistics / probability, or another heavy quantitative discipline + Experience in Financial Crimes related to Sanctions or AML Compliance + Proficiency ... are guided by a common purpose to help make financial lives better through the power of every connection....report to either Quant Operations Exec or Quantitative Operations Manager . About Sanctions Screening Center of Excellence: The Center… more
- TD Bank (New York, NY)
- …functions deliver outcomes for multiple business areas at leading financial institutions. The role involves interpreting business challenges, recommending ... Effective communication, stakeholder management, and ability to build alignment with senior management are essential. **Job / Role Responsibilities:** **P** **roduct… more
- TD Bank (New York, NY)
- …short to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities ... works with management / control function partners (eg Risk, Legal, Compliance, AML and Audit) to assess risks, develop and implement proactive strategies, tactics… more
- Great Southern Bank (Denver, CO)
- …about 25% of the time. + Prepares reports as requested by the Market Manager , Relationships Managers, and other members of senior management. This duty is ... Description The Credit Analyst I is responsible for assisting the Market Manager and Relationship Managers with preparing memorandums and loan approval summaries for… more
- TD Bank (Wilmington, DE)
- …to, adjudication, account and exposure management, collection treatments, financial return optimization. This role provides essential information, interpretative ... US Fraud Management, ACH Risk, Payment Ops, Operations Risk, Legal & Compliance, AML etc. and must possess strong interpersonal skills. **Depth & Scope:** + Performs… more