- OTC Markets Group Inc (New York, NY)
- …SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker - dealer , member SIPC. Applicants have rights under the federal law: Equal ... operator of premier US financial marketplaces, is seeking a VP, Customer Success Manager to join our Corporate Services team. Since this requires excellent written… more
- Siebert Williams Shank (Chicago, IL)
- …platform, and a sound regulatory capital base. We are a SEC-registered securities broker - dealer and member of the Financial Industry Regulatory Authority (FINRA) ... generally assist more experienced junior bankers, as well as senior bankers, to provide investment banking services to clients...and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in… more
- Lincoln Financial (Radnor, PA)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... Role at a Glance** The Investment Analyst on the Manager Selection and Portfolio Construction Team is a key...insurance trust mutual funds. You will regularly interact with senior management, Lincoln Variable Insurance Product Trust (LVIP) Board… more
- KeyBank (Cleveland, OH)
- …to all areas of Key Wealth, including Key Investment Services (Key's retail broker - dealer and registered investment adviser) and its insurance agency KeyCorp ... initiatives + Makes recommendations to lines of business including senior management and direct manager on how to respond to legal issues on proposed… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** + 10 or more years of experience with a registered US broker dealer or regulator. + JD desirable but not required. + Knowledge ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more
- TD Bank (New York, NY)
- …partners and groups. + 6 or more years of experience with a registered US broker dealer or regulator. + Knowledge of wholesale banking products and services, ... judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Lincoln Financial (Fort Wayne, IN)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... for assigned area(s) of responsibility, assesses the impact, and collaborates with senior management to incorporate new trends and developments in current and future… more
- Lincoln Financial (Carson City, NV)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... for assigned area(s) of responsibility, assesses the impact, and collaborates with senior management to incorporate current trends and developments in current and… more
- PNC (Strongsville, OH)
- …company's success. As a Business Systems Analyst within PNC's Technology Capital Markets / Broker Dealer organization, you will be based in Pittsburgh, PA; ... a regular basis. Some responsibilities may be performed remotely, at the manager 's discretion. **PNC will not provide sponsorship for employment visas or participate… more
- Lincoln Financial (Radnor, PA)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... Management to our team! This position works in conjunction with the Manager as the focal point for major Business technical incidents/problems, responsible for… more