- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Contributes to ensuring that compliance activities are commensurate with the level of risk being mitigated. + Informs Senior Compliance Management about issues ... and resolve complex issues. **Essential Duties and Responsibilities** + Assists the Capital Markets Fixed Income Compliance team with managing their core compliance… more
- BMO Financial Group (New York, NY)
- …and proactive regulatory risk management culture across all areas of BMO Capital Markets. Additionally, the Vice President will ensure that risks and issues are ... + Work with colleagues across OCOO to identify opportunities across the Capital Markets network to improve operational processes, risk management practices,… more
- TD Bank (New York, NY)
- …team responsible for advisory services across trading desks and clients through capital markets deal origination including execution of regulatory and legal trading ... globally. This team maximizes revenue generation, ensures alignment with TD's risk appetite, and delivers a client-centric experience. This is an opportunity… more
- Capital One (New York, NY)
- …Privacy Professional (CIPP), Certified Risk Professional (CRP) or Certified Regulatory Compliance Manager (CRCM) At this time, Capital One will not sponsor a ... Director, Compliance Privacy Advisor The Capital One Privacy Compliance & Risk ...balance operating independently with appropriate escalation and interaction with senior leadership + A proven track record of supporting… more
- Scotiabank (New York, NY)
- Senior Analyst, Credit Risk - Corporates - US Risk Management **Requisition ID:** 237849 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the ... Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- TD Bank (New York, NY)
- …team responsible for advisory services across trading desks and clients through capital markets deal origination including execution of regulatory and legal trading ... globally. This team maximizes revenue generation, ensures alignment with TD's risk appetite, and delivers a client-centric experience. This is an opportunity… more
- Entergy (Jackson, MS)
- **Job Title:** Capital Project Procurement Specialist **Work Place Flexibility:** Hybrid **Legal Entity:** Entergy Services, LLC **Please note:** Authorization to ... be placed as a Procurement Specialist, II, III, or Senior based on education, experience, and demonstrated success at...to ensure desired outcomes for the Power Development and Capital Projects Organization. The role may be assigned to… more
- PNC (Austin, TX)
- …be a producing banker and also help to lead investment banking efforts for PNC's Capital Markets in Texas. This is a player/coach role and will carry both individual ... and middle market transactions - Proven ability to up-tier bond underwriting roles from co- manager to lead -Hands on leadership with the ability to lead, work with,… more
- Capital One (Cambridge, MA)
- …behind a CEO-visible initiative at the heart of Capital One's long-term risk management strategy. As the senior -most engineer reporting directly to the ... Risk Tech, we provide the foundation for Capital One to thrive in an uncertain world. Our...internal processes. You will partner closely with the engineering manager and team responsible for delivery, providing the deep… more
- Capital One (Mclean, VA)
- …data + 1+ years scripting experience in Python, SQL + Certified Regulatory Compliance Manager (CRCM) accreditation _At this time, Capital One will not sponsor a ... experienced Principal Associate who will be responsible for leading and executing risk -based compliance transaction testing under the leadership of a team leader,… more