- Intuit (San Diego, CA)
- …this a reality. The Compliance Manager will support the consumer compliance team by providing product advisory for newly created products and work to ... OFAC and 3rd party vendor management. + Experience providing compliance advisory to business teams. + Ability...when it is not + Provide status updates to senior management regarding timelines and potential obstacles Intuit provides… more
- TD Bank (Mount Laurel, NJ)
- …of compliance that will cascade throughout the organization. + The US Compliance Senior Transformation Manager supports the overall coordination of US ... Experience section below in as you consider this opportunity.** **Job Profile Summary** The Senior Manager , Compliance Business Oversight manages and leads a… more
- TD Bank (Charlotte, NC)
- …appropriate. **Job Overview:** We are seeking an experienced and proactive Senior Manager to lead program operations for Compliance Strategy & Operations and ... outlined in the general description below. **Job Summary:** The Senior Manager , Compliance Governance &...Compliance Program professionals providing oversight and control related advisory services to Compliance partners + Provides… more
- TD Bank (Fort Lauderdale, FL)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Manager - Compliance Programs Governance is responsible for ... below as you consider this opportunity.** **Job Summary:** The Senior Manager , Compliance Governance &...Compliance Program professionals providing oversight and control related advisory services to Compliance partners + Provides… more
- Forward Air (Dallas, TX)
- Position: Senior Trade Compliance Manager ...partners to ensure they meet our high standards for compliance and performance + Training & Advisory : ... Description: The Senior Trade Compliance Manager will be responsible for the development, implementation, and...a hands-on leader who can provide strategic guidance to senior leadership, manage day-to-day compliance operations, and… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap...an inclusive work environment. + Work with Swap Dealer Compliance Advisory Team to perform Swap Dealer ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives ...and exception items noted during the review process to senior management. + Ensure that the stakeholders respond with… more
- Scotiabank (New York, NY)
- Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary ... SCUSA FCM, and SEC + Security-Based Swap Dealer ("SBSD") compliance programs, + advisory coverage of the...identify issues and communicate recommendations in order to provide senior management with a sound basis on which informed… more
- Forward Air (Dallas, TX)
- The Senior Manager , Ethics & Compliance...supporting "Speak Up" initiatives. Skills: + Strong leadership and advisory skills to act as a key advisor to ... for the Americas will oversee the company's Ethics & Compliance program across North America and Latin America, acting...acting as a key advisor on corporate ethics, regulatory compliance , and risk mitigation. Based in Dallas, TX, and… more
- Papa John's International (Atlanta, GA)
- **Job Summary** The Senior Manager of IT SOX Compliance is responsible to lead the enterprise-wide IT SOX compliance program with a focus on governance, ... perform control testing, so this role serves in an advisory capacity centered around program ownership, risk and control...duties as assigned)** + Lead the company's IT SOX compliance program, ensuring that financial reporting risks tied to… more
- Raymond James Financial, Inc. (Denver, CO)
- …and skills obtained through education and experience in retirement plan and/or recordkeeper compliance to administer and manage ERISA and DOL compliance for the ... analyze, and resolve complex issues. **Essential Duties and Responsibilities** + Provides compliance support and assist building out a compliance program for… more