- AON (St. Peter, MN)
- …a portfolio of global captive clients? Do you want to work closely with senior stakeholders, shaping innovative risk financing solutions from the heart of ... Insurance Manager - Captive Management, Guernsey Are you an...captive clients? Do you want to work closely with senior stakeholders, shaping innovative risk financing solutions… more
- Bristol Myers Squibb (Madison, NJ)
- …knowledge of the asset/drug, disease area and relevant science in order to meet regulatory and disease strategy targets. Leads the analysis of benefit/ risk for ... of the literature. + Keeps abreast of development and regulatory issues related to other competitive or relevant compounds...+ US Exempt Employees: flexible time off (unlimited, with manager approval, 11 paid national holidays (not applicable to… more
- Janus Henderson Investors (Denver, CO)
- …with your own, we would love to hear from you! Your opportunity The Senior Compliance Analyst performs a variety of activities in the Corporate Compliance group ... + Support or complete industry surveys, organizational commitments (eg, CFA Asset Manager Code), and client reports or requests (eg, Section 15(c) agreement reviews)… more
- Eaton Corporation (Beachwood, OH)
- Eaton's legal organization is seeking a dynamic and passionate Senior Counsel, Mergers & Acquisitions to be preferably located in Beachwood, Ohio, however, open to ... considering other markets. **What you'll do:** **Job Summary** The Senior Counsel, Mergers and Acquisitions is a pinnacle position within the legal organization… more
- BMO Financial Group (Chicago, IL)
- …Spot Checks of Service Provider for FM related services, Review with Senior Manager for awareness and action. ** Risk Management** + Support Senior ... Under the direct supervision of the Senior Manager , Workplace Services, you will...out escalations from stakeholders to mitigate negative feedback and risk . Bring forward issues at recurring. + meetings for… more
- City National Bank (Wilmington, DE)
- …Systems Manager , this colleague is responsible for performing model risk management tasks and responsibilities in support of the Bank's screening models. ... *FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the...reporting tasks in compliance with the Bank's Enterprise Model Risk Management Policy. * Analyzes and escalates issues and… more
- Guardian Life (Columbus, OH)
- …you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will ... conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule...branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in… more
- Great Southern Bank (Springfield, MO)
- …join our team of customer service experts today! GENERAL DESCRIPTION The Senior Internal Auditor is responsible for planning and conducting independent internal ... any deficiencies or non-compliance with established policies, procedures, applicable regulatory guidance, or industry best practice. ESSENTIAL DUTIES + Responsible… more
- JPMorgan Chase (Jersey City, NJ)
- …needed (Qualitative Operational Risk Assessments (QORA), Compliance and Operational Risk Summaries (CORS), Regulatory Topic assessment, Compliance Risk ... to manage the control environment, while ensuring successful Compliance/Op Risk tests and Audits, and Regulatory exams...compliance + Ability to exercise sound judgement in assessing risk , prioritizing work, engaging senior leaders, and… more
- BMO Financial Group (Milwaukee, WI)
- …as needed. **Qualifications:** + Working knowledge of market, liquidity and model risk management frameworks. + Experience with regulatory requirements (eg, ... Corporate Audit provides independent, enterprise-wide assurance over internal controls, risk management, and governance processes. Our professionals thrive in… more
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