- TD Bank (New York, NY)
- …This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- TD Bank (Charlotte, NC)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program,...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Walmart (Bentonville, AR)
- …work in Bentonville, AR The **Manager Specialty Compliance and Ethics, AML Testing and Monitoring ** role will participate in risk-based control testing ... by taking on more complex testing and monitoring assignments. Additionally, provide guidance to Senior ...Resources, or related field and 2 years' experience in compliance , ethics, legal, project management, or related area OR… more
- Santander US (Dallas, TX)
- Regulatory Compliance Testing - Senior Advisor Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in ... The Senior Advisor is part of the Compliance Testing ("CT") team for the Santander...you will review policies and procedures and perform independent testing activities ( testing and on-going monitoring… more
- Citigroup (Tampa, FL)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
- Citigroup (Irving, TX)
- **Overview:** **This position is for a Senior Vice President within the Central Testing Utility's (CTU) Strategy, Governance, and Automation (SGA) Team, ... team is responsible for the end-to-end reporting and analytics for the enterprise-wide Monitoring & Testing Program. This role will be instrumental in designing… more
- Citigroup (Queens, NY)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as...Spot RWA balances and ensure completeness and accuracy of testing results to senior management. Lead Analyst… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for executing compliance monitoring indicators for assigned business unit/corporate function. ... activities for risk programs, risks and controls. 4. Incorporate results of quality monitoring activities, 2nd line testing , SOX testing and complaints… more
- SMBC (Sacramento, CA)
- …of AML compliance and a strong background in governance and testing . **PRINCIPAL DUTIES AND RESPONSIBILITIES:** + Manage the integration of process and system ... a richer life. **SUMMARY:** This position sits within SMBC MANUBANK's Financial Crimes Compliance (FCC) team, a key function of the broader Compliance … more