• Senior Compliance Officer…

    TD Bank (New York, NY)
    …This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
    TD Bank (07/26/25)
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  • HR Risk & Controls - QA, Monitoring

    Citigroup (Tampa, FL)
    Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
    Citigroup (08/09/25)
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  • Compliance Monitoring

    TD Bank (Charlotte, NC)
    …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program,...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
    TD Bank (07/26/25)
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  • Vice President, Compliance

    TD Bank (New York, NY)
    …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
    TD Bank (07/26/25)
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  • Compliance Monitoring

    SMBC (Jersey City, NJ)
    testing reviews within the FCC Testing group, as part of the wider Compliance Monitoring & Testing function. This role will also support the Annual ... deliverables. + Serves as the examiner-in-charge responsible for all facets of compliance testing engagements. + Manages ongoing development and refinement of … more
    SMBC (07/01/25)
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  • Quality Assurance, Monitoring

    Citigroup (Florence, KY)
    Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
    Citigroup (07/31/25)
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  • Controls Monitoring and Testing

    Truist (Atlanta, GA)
    …of America) **Please review the following job description:** Responsible for executing testing and/or compliance monitoring indicators for assigned business ... activities for risk programs, risks and controls. 4. Incorporate results of quality monitoring activities, 2nd line testing , SOX testing and complaints… more
    Truist (07/31/25)
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  • Senior Manager & Team Leader, Commercial…

    BMO Financial Group (Chicago, IL)
    …applicable testing programs (operational risk, credit underwriting inputs, and compliance testing ) ensuring consistent, high quality practices/work and the ... The Senior Manager, Commercial Bank Testing is...controls related to Commercial business processes, underwriting and portfolio monitoring . Leads and manages testing team. Develops… more
    BMO Financial Group (07/03/25)
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  • Finance Liquidity Quality Assurance,…

    Citigroup (Queens, NY)
    …and reporting of LCR and NSFR balances and ensure completeness and accuracy of testing results to senior management. Lead Analyst Role and Responsibilities + ... Finance Quality Assurance, Testing and Validation (QATV), within the Finance Transformation...Enabling continuous improvement by partnering with workstream leads and senior stakeholders to proactively design solutions for identified weaknesses… more
    Citigroup (07/23/25)
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  • Sr. Compliance Officer - Monitoring

    TD Bank (New York, NY)
    …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight**...MIS reporting for ongoing tracking and evaluation for both Monitoring and Oversight of the first line testing more
    TD Bank (06/21/25)
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