• Director, Investment Banking and Equity Research…

    TD Bank (New York, NY)
    …& Reporting:_ Prepare and deliver updates, dashboards, and presentations for senior leadership. Facilitate clear and consistent communication within the organization ... term business perspective + Expert knowledge of the business and bank technology standards (eg, infrastructure, architecture, processes, applications) from a… more
    TD Bank (09/16/25)
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  • VP - Risk

    TD Bank (Charlotte, NC)
    …Oversight is responsible for providing independent oversight and challenge of the Bank 's capital, liquidity, and non-trading market risk (or interest rate risk in ... book). The US NTMR mandate includes: + Setting the Bank 's NTMR risk appetite working with the first line...periodic analysis and commentary of key market risks for senior management review + Keeps abreast of new risk… more
    TD Bank (08/29/25)
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  • Director, Compliance - Regulatory Initiatives, TD…

    TD Bank (New York, NY)
    …responses + Prepare reporting and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of impacted TD entities + ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more
    TD Bank (09/07/25)
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  • VP - Tech Solutions TDS (US)

    TD Bank (New York, NY)
    …on a multi-year digital transformation of GTB to position the transaction bank as a leading North American multi-currency treasury provider, enabling significant ... business growth across the TDS franchise. Reporting to the Senior Manager of transaction banking, we are looking for...acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
    TD Bank (08/30/25)
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  • Director, Compliance - Conflicts Manager, Global…

    TD Bank (New York, NY)
    …role. **Job Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is ... and other business units within TD Securities and TD Bank as needed + Oversee the design, implementation, and...system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex… more
    TD Bank (08/18/25)
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  • Director, Compliance - US Markets Global…

    TD Bank (New York, NY)
    …analysis and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive strategies and tactics that ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more
    TD Bank (08/09/25)
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  • Director, TDS Governance and Control

    TD Bank (New York, NY)
    …monitor effective internal controls and ensure business activities remain within TD Bank 's risk appetite and comply with external regulatory requirements. The team ... Managing Director, TDS G&C, the primary role of the Senior Manager, TDS G&C is to support all TDS...acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
    TD Bank (08/08/25)
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  • Audit Manager II

    TD Bank (New York, NY)
    …to strategic direction of the audit function and provide advice to senior leadership **Customer Accountabilities:** + Contributes to the strategic direction of the ... the ongoing audit communications and/or the reporting process with the client, senior management and external auditors for specific and/or overall Audit area +… more
    TD Bank (08/08/25)
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  • Analyst, Senior GRC Information Security…

    Banc of California (Santa Ana, CA)
    …CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, ... Banc of California (the " bank "). Banc of California is one of the nation's premier relationship-based business banks focused on providing banking and treasury… more
    Banc of California (08/14/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …trade surveillance systems, and regulatory requirements at a large investment bank /systemically important financial institution in the US. Our team of trusted ... issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade… more
    TD Bank (09/06/25)
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