- TD Bank (New York, NY)
- …monitor effective internal controls and ensure business activities remain within TD Bank 's risk appetite and comply with external regulatory requirements. The team ... Managing Director, TDS G&C, the primary role of the Senior Manager, TDS G&C is to support all TDS...acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- TD Bank (New York, NY)
- …diversified, confidential and administrative support of an executive nature to a senior executive of a Company division, performing complex and technical activities ... the team by continuously developing knowledge in own area + Reports to a Bank Executive and provides dedicated executive administrative support + Senior level of… more
- TD Bank (New York, NY)
- …of the Investment Banking Compliance team are in a manner consistent with the Bank 's risk culture and the relevant risk appetite statement and limits. + Responsible ... of new and complex regulatory and compliance developments across senior function/business/product, including cross-border impact. + Participate in industry groups… more
- TD Bank (New York, NY)
- …standards, policies, and results of analysis to inform decision making at senior levels + Builds stakeholder alignment in leading activities, identifying, and ... + Develops and maintains contact with market participants + Works closely with senior research leads on the ongoing publication of research reports and may assist… more
- TD Bank (New York, NY)
- …on the status of Compliance policy, procedure and training initiatives to senior management, relevant boards and external stakeholders + Participate in special ... with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of global security and… more
- TD Bank (New York, NY)
- …one of the three regional finance groups for the Wholesale Banking segment of TD Bank Group it has a key role in the USA providing support in financial, management, ... understanding of best practices from regulatory supervisors. + Escalate timely to senior management of errors, gaps, data quality issues, control breaks, KRI… more
- TD Bank (New York, NY)
- …to effectively report on the status of Compliance training initiatives to senior management, relevant boards and external stakeholders. + Participate in special ... with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of global security and… more
- TD Bank (Charlotte, NC)
- …adoption. **Key Responsibilities** + Strategy & Roadmap: Define and lead the bank 's open banking strategy, ensuring alignment with regulatory, industry, and client ... remains competitive and differentiated. + Stakeholder Engagement: Serve as the senior point of contact for internal and external stakeholders, managing governance,… more
- TD Bank (New York, NY)
- …* Act as a brand ambassador for your business area/function and the bank , both internally and/or externally The Senior Compliance Office provides advice, ... risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +...acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- TD Bank (New York, NY)
- …analysis and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive strategies and tactics that ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more