- PNC (Louisville, KY)
- …valued and have an opportunity to contribute to the company's success. As a Senior Banking Advisor within the PNC Private Bank organization, you will be ... Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal… more
- OhioHealth (Columbus, OH)
- …hospital wide plan and ensure compliance with applicable accrediting agencies and regulatory standards. It also involves interdisciplinary patient care from a team ... line performance process improvement programs to meet patient outcomes and regulatory measures. Plans clinical consulting services to support desirable clinical… more
- USAA (Tampa, FL)
- …impactful. **The Opportunity** We are seeking a Business Risk and Controls Senior with expertise in developing, implementing, and maintaining effective controls and ... solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: oversight of procedures/process, accurate… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …specialized training and/or certification in securities and/or banking industry to mitigate regulatory , litigation and reputation risk to the firm as it relates to ... addressing client grievances and regulatory inquiries. Works independently on difficult assignments that are...+ Contributes and leads discussions to determine the Firm's regulatory obligations regarding U4 amendments and settlement reporting. +… more
- Lilly (Indianapolis, IN)
- …opportunity to lead CMC activities to support clinical trials and regulatory submissions of peptide/oligonucleotide therapeutics. Developing and working with both ... CMC networks (Drug Product Delivery, Project Management, Quality, Manufacturing, and Regulatory ) to implement and deliver material and information for clinical… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …consolidation and delivery of monthly and quarterly Compliance reports for senior leaders. + Collaborates with cross-functional teams to gather, validate and ... stakeholders to ensure content remains current, relevant and aligned with regulatory expectations and company values. + Manages version control, documentation and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for Outside Business Activities to ensure compliance with firm policy and regulatory rules. * Interfaces with specific business platform management associates to ... and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or… more
- ExxonMobil (Spring, TX)
- …plans and materials, including efforts to engage host-country industry and regulatory agencies, and external financing institutions regarding the development of ... external issues; stakeholder positions; and alignment of business lines, functions, senior leadership on evolving strategic risks, opportunities and actions +… more
- M&T Bank (Bear, DE)
- …in a moderately complex level of suitability within defined standard procedures, regulatory requirements and in support of the best interests of each customer. ... in completing required paperwork to comply with standard procedures, regulatory requirements and firm policies. + If assigned to...+ Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the… more
- Raymond James Financial, Inc. (New York, NY)
- …exams + Rules and regulations of the SEC, FINRA, and state securities regulatory agencies + Fundamental investment concepts, practices, and procedures used in the ... securities industry + Financial markets and products **Skill in:** + Thorough and balanced documentation of work product + Clear, concise, cross-functional communications, both written and oral + Identification of opportunities for the development, enhanced… more