- TD Bank (Charlotte, NC)
- … organizations in a financial institution. + 7+ years of experience in regulatory compliance , conducting regulatory change impact assessments and ... developing and maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and other applicable… more
- Mastercard (Atlanta, GA)
- …strategic initiative and will report to the Senior Managing Counsel , Regulatory . The ideal candidate is a compliance champion and proven leader with deep ... and governments realize their greatest potential._ **Title and Summary** Director, Regulatory Compliance Overview Mastercard is a technology company in… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- T. Rowe Price (Owings Mills, MD)
- …Legal and Compliance colleagues to review, interpret and implement new regulatory requirements as well as enhance existing compliance program to ensure ... regulatory standards are met. The role will also support the North America Compliance Team and business units by providing regulatory advisory support. The… more
- TD Bank (Mount Laurel, NJ)
- …in rendering advice and counsel to business lines or assigned areas on compliance matters and regulatory risks which may impact performance of the business ... enthusiastic colleagues dedicated to setting new industry standards. **Job Overview:** The Senior Compliance Business Oversight Analyst will ensure the effective… more
- Heritage Financial Credit Union (Middletown, NY)
- …a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance ... Senior Lending Compliance Analyst - Remote...a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience… more
- TD Bank (New York, NY)
- …in rendering advice and counsel to business lines or assigned areas, on compliance matters and regulatory risks which may impact performance of the business ... **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and...compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective… more
- HP Inc. (Palo Alto, CA)
- …is seeking a strategic legal leader to serve as Assistant General Counsel , Senior Director - Board Operations and Securities Compliance . This role is pivotal ... Assistant General Counsel , Senior Director - Board Operations and Securities Compliance Location: Palo Alto, CA or Houston, TX Reports to: Deputy General … more
- Aegon Asset Management (Denver, CO)
- Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We ... + Lead training initiatives including creating and delivering employee training regarding regulatory compliance requirements. + Assist the CCO and Deputy CCO… more
- Aegon Asset Management (Cedar Rapids, IA)
- Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We ... and fiduciary administration affiliates regarding best practices and remediation of regulatory compliance concerns. + Contribute to the development of… more