- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Director , Sr. Regulatory Officer works with the Regulatory ... its supervisory and prudential regulators. This role reports to the Head of Regulatory Relations. **Role Objectives** + Serve as the primary Regulatory Relations… more
- Billings Clinic (Billings, MT)
- …Click here (https://billingsclinic.csod.com/ats/careersite/search.aspx?site=15&c=billingsclinic) to learn more! Executive Director - Chief Data Officer PMO ... Period: 1.00 = 80 hours every two weeks (Exempt) Starting Wage DOE: The Executive Director , Chief Data Officer reports to our Chief Informatics Officer . This… more
- CIBC (New York, NY)
- …**What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training, surveillance ... to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1) advising CIBC's global Swaps OTC Derivatives… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... as a team leader for Markets Compliance. **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales and… more
- Hologic (Marlborough, MA)
- Sr Director , Medical Safety Officer San Diego, CA, United States Marlborough, MA, United States Hologic's Quality team is seeking a Medical Safety Officer ... teams, customers, and regulators. + Leadership skills to guide audits, regulatory interactions, and field action processes. + Analytical and critical thinking… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... changes to rules/regulations, exchange rulebooks and other industry news including regulatory findings. + Providing oversight and guidance over the assessment of… more
- TD Bank (New York, NY)
- …help manage regulatory risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance...Director in reporting on data quality issues. The Senior Compliance Office provides advice, guidance and support to… more
- JPMorgan Chase (New York, NY)
- …impact on our company, customers, and communities. **Job summary:** As a Managing Director , Chief Credit Officer in the Asset and Wealth Management Credit ... Officers and Analysts. + Provide recommendations to business partners and senior management during the prescreen, structuring, and approval-to-pitch process. + Guide… more
- Wells Fargo (New York, NY)
- …and risk management purposes. **About the Role:** Wells Fargo is seeking Model Risk Officer for the areas of Counterparty Credit Risk that covers both CIB CVA models ... and MCRM Counterparty Credit Risk exposure models. As a Model Risk Officer (MRO), you will be managing a team of quantitative professionals responsible for ensuring… more
- Bank of America (New York, NY)
- Director ; Treasury Sales Officer New York,...their daily cash flow needs. + Perform legal and regulatory KYC checks and due diligence to remain legally ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Director --Treasury-Sales- Officer \_25031563) **Job Description:** At Bank of America,… more