- Raymond James Financial, Inc. (Pittsburgh, PA)
- …and address potential compliance problems. + Research compliance issues. + Alerts Senior Management of current regulatory issues. + Researches, interprets, and ... translates regulatory rules and regulations for Senior Management. + Monitors exception and other internal reports for employee adherence with rules and… more
- Chevron Corporation (Houston, TX)
- …Openings 1 Chevron is accepting online applications for the position **Security Advisor ** through **September 25th** **, 2025** at **11:59 pm** **(Central Time).** ... thefts, fraud, conflict of interest, and numerous other violations of company policy . Prepare investigative reports and brief Company legal representatives and … more
- PNC (Pittsburgh, PA)
- …and have an opportunity to contribute to the company's success. As a Fiduciary Advisor III within PNC's Private Bank organization, you will be based in Pittsburgh, ... client experience. Administers assigned accounts in accordance with documents, state law, policy and procedure. + Handles risk management and the resolution of legal… more
- City National Bank (Los Angeles, CA)
- * ADVISOR II - FOREIGN EXCHANGE* WHAT IS THE OPPORTUNITY? This colleague is responsible for meeting sales goals by servicing existing foreign exchange clients, ... and cover for all non-dollar denominated activity per pricing policy . Adheres to bank foreign exchange policies * Develop...and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,… more
- Techtronic Industries North America, Inc. (Greenwood, MS)
- …proactive talent solutions that align with business goals. The Sr Talent Advisor supports the Service Operations business unit with Performance Management, Employee ... responsibilities:** + Business Partnership: + Demonstrates basic enterprise-wide financial, regulatory and compliance principals and consistently applies those principals… more
- MUFG (New York, NY)
- …more details. Our ideal candidate will possess a strong understanding of regulatory compliance, risk management, and business operations. This role requires someone ... and able to effectively communicate with various stakeholders. + Assess regulatory /compliance controls related to areas of coverage. This would include providing… more
- Treasury, Financial Crimes Enforcement Network (Washington, DC)
- …policies to counter illicit finance through regulations, guidance, and strategies. Advise senior FinCEN and Treasury leadership on policies and strategies to promote ... the financing of terrorism (AML/CFT) regime. Contribute to legislative and regulatory efforts on Bank Secrecy Act (BSA) modernization, including implementation of… more
- Raymond James Financial, Inc. (New York, NY)
- …to business partners, as needed and with guidance from exam managers and/or senior members of the exam team. + Maintain regular interaction with Compliance and ... and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or… more
- Charles Schwab (Westlake, TX)
- …in policy -related initiatives. + Partnership: Serve as a thought leader and trusted advisor to senior management + Culture: Foster a culture of feedback and ... deep understanding of business goals as well as the regulatory and industry environment. We are seeking a highly...environment. We are seeking a highly organized and results-oriented Senior Manager to join the Retail Supervision & Risk… more
- Pew Charitable Trusts (Washington, DC)
- …and effective implementation of federal policies. Reporting to the project director, public policy , the senior officer helps design and execute strategies to ... and partners. + Cultivate and maintain detailed knowledge of national public policy discussions, political dynamics , regulatory changes, and other relevant… more