- City National Bank (Los Angeles, CA)
- …AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth Management, ... the operational processes to meet bank policies and procedures and regulatory requirements, identify data analytic opportunities, analyze results of testing… more
- University of Colorado (Aurora, CO)
- …Prescriptive authority required. + Must have Colorado licensures registered with DORA-Department of Regulatory Agencies by date of hire. + One to Three (1-3) or more ... Prescriptive authority required. + Must have Colorado licensures registered with DORA-Department of Regulatory Agencies by date of hire. + One to Three (1-3) or more… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(CAMS) is required + Certified Fraud Examiner (ACFE) preferred + Certified Sanctions Specialist preferred + Regulatory industry license (eg, FINRA SIE, Series 7) ... (QC) mechanisms are in place to uphold the integrity, accuracy, and regulatory compliance of the financial crimes-related activities performed by the RJF AML/… more
- TD Bank (Fort Lauderdale, FL)
- …expertise and expert knowledge of Agile/Scrum processes, roles and practices + Senior specialist providing advisory services to executives, business segment ... of customer-focused product increments. + Aligning with other Product Owners and senior management to follow a product vision, creating, and maintaining a… more
- Sharp HealthCare (San Diego, CA)
- …close collaboration with interdisciplinary care teams, site and system leadership, and senior leaders, the Sr Specialist provides expert consultation on complex ... employer business practices. **What You Will Do** The Sr Specialist Integrated Care Management is a key member of...regulatory standards. As a clinical leader, the Sr Specialist serves as a trusted mentor and resource for… more
- TD Bank (New York, NY)
- …relevant policies and procedures + Ensure governance documents align with regulatory expectations, internal standards, industry best practices, and enterprise risk ... Ensure the updating of relevant governance documentation adequately reflects evolving legal, regulatory , and industry best practices + Lead and draft responses to… more
- Bank of America (Charlotte, NC)
- …Front Line Units/Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed + Produces ... financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders + Monitors the changes in… more
- Lilly (IN)
- …reimbursement, and access (PRA), grant submissions and contracts; contacts with regulatory and other governmental agencies; the outreach medical activities aimed at ... journey" and the strategic plan for the compound), medical support for regulatory affairs and interactions with government agencies (medical support for New and… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs. + Advises and influences senior leaders on ... FICC, equities, prime brokerage, and investment banking services and regulatory requirements. + Serves as a specialist ...and regulatory requirements. + Serves as a specialist resource within BMO Capital Markets with advanced knowledge… more
- PNC (Cleveland, OH)
- …BSA/AML & Sanctions Risk Policy, the Enterprise CDD Policy, current regulatory environment, and regulator expectations. * As requested by Management, participate ... in Internal Audit engagements and Regulatory Exams through collection of supporting documents, provision of...Provides AML and Sanctions advice and critical challenge to senior staff, lines of business and operational execution areas.… more