- TD Bank (New York, NY)
- …are looking for a Vice President, Compliance - US Corporate Investment Banking Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the...team are in a manner consistent with the Bank's risk culture and the relevant risk appetite… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... advisory experience with background in OTC and Exchange-Traded Equities,...issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Responsibilities:** + Advise business… more
- MUFG (Jersey City, NJ)
- … management across the Combined US Operations. + Prepare detailed reports on risk management activities and outcomes for senior management. **Cyber Risk ... team and the primary focus will be on the Enterprise Information System's Governance, Risk , and Compliance team. The role will be a contributor for managing complex,… more
- Truist (Atlanta, GA)
- …Supports development of key management reporting as needed. This position reports to the Senior Risk Oversight Manager . This position will also work closely ... successful execution of the EDRO Coverage and Operating Model including risk advisory , effective challenge and independent risk assessment responsibilities… more
- Grant Thornton (Newport Beach, CA)
- As a Healthcare Process Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by helping them understand ... their business risks and assist in addressing risk in both proactive and responsive contexts for...clients design and implement internal controls + Support engagement Manager and/or Senior Manager /Director in… more
- Edward Jones (St. Louis, MO)
- …may close early due to the volume of applicants. **What You'll Do:** The Risk Manager - Investment Management partners with leaders in the Wealth Management ... risk issues and assessment data. This position is known internally as a Senior Risk and Control Associate** Edward Jones' compensation and benefits package… more
- Truist (Charlotte, NC)
- …The Senior Technology Risk Officer Resiliency position is a senior risk leader role responsible for independently assessing and challenging the ... risks within the ECFs; 2. Strategic Alignment- Provide strategic risk advisory to ECF leads, ie the...channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management, as well as regulatory… more
- Capital One (Chicago, IL)
- Senior Risk Associate - Global Payment Network...years of experience in Project or Business Process, or Risk Management + Certified Risk Manager ... (Hybrid) Successful ** Senior Risk Associates** are highly motivated professionals with excellent project,...members when appropriate + Specific Responsibilities for the Assessment Advisory team include, but are not limited to: +… more
- FirstEnergy (Akron, OH)
- …determine if there are gaps to exploit new opportunities. + Perform risk advisory services to support business units and senior management to continue to ... Management and will work closely with the full Risk leadership team. **Program Manager Responsibilities include:**..., Ethics & Compliance, and Internal Audit + Conduct Risk Advisory Services to support business units… more
- Capital One (New York, NY)
- Manager , Network Security, Tech & Data Risk Management _Capital One is one of the fastest growing organizations in the world today, powered by our passion for ... prioritize cybersecurity, reliability, software quality, and data management._ _Technology & Data Risk Management (TDRM) is a small organization that packs a big… more