- Citigroup (Tampa, FL)
- …+ Can exercise independence of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately assess risk when ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- American Express (New York, NY)
- … Organization is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in a ... help us define the future of American Express. **Business Unit/Role Specific Information** Global Risk & Compliance (GRC): The Global Risk & Compliance… more
- Heritage Financial Credit Union (Middletown, NY)
- …Job Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior Lending Compliance Analyst Do you ... Senior Lending Compliance Analyst - Remote... laws and regulations. + Facilitate completion of Consumer Compliance Risk Assessment + Work with department… more
- CIBC (Chicago, IL)
- …firmwide approach to compliance risk oversight and assessment of compliance risk for CIBC US. The CFC Officer will support the US Corporate Function ... more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Corporate Function Compliance (CFC) Officer will assist in the management of… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior Vice President for Equities Independent Compliance Risk Management ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Pentax Medical (Atlanta, GA)
- …risk management and compliance investigations as directed by the Chief Compliance Officer . Will have direct respon sibility for direct report(s). ... monitoring activities ; r isk assessments and reviews of compliance risk areas to determine risk...; and summarize and report same to the Chief Compliance Officer + Conduct and manage … more
- M&T Bank (Buffalo, NY)
- …business unit executive and senior management, Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + Adhere to applicable ... as well as 2LOD and 3LOD. Assist the Business Risk Officer in setting direction for the... compliance /operational risk controls in accordance with Company or regulatory standards… more
- JPMorgan Chase (Brooklyn, NY)
- …Financial Officer to prepare for quarterly Earnings Presentations + Support the Chief Risk Officer and senior Risk Executives on various monthly ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at... risk , serving key stakeholders including the Chief Risk Officer , Chief Financial Officer ,… more
- Forward Air (Coppell, TX)
- …field + US Licensed Customs Broker (LCB) is strongly preferred + Certified US Export Compliance Officer (CUSECO) or similar certification + A minimum of 8 years ... Position: Senior Trade Compliance Manager Job Description:...Information (EEI) to the Automated Export System (AES) + Risk Management & Auditing: Conduct regular internal audits and… more
- University of Miami (Miami, FL)
- …by Associate Medical Risk management Officer and the Chief Medical Risk Officer . Facilitate and/or participate in Root Cause and FMEA analysis as ... Provide notification and documentation of potentially compensable events to Chief Medical Risk Officer , Director of Medical Claims and Assistant General Counsel.… more