- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance ... and regulations, and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures,… more
- Children's Hospital Los Angeles (Los Angeles, CA)
- … to identify strategic opportunities for mitigating risk based on compliance -related issues and trends * Senior leadership experience in healthcare, ... but always rewarding. **It's Work That Matters.** **Overview** **Chief Risk Officer ** Los Angeles, California (100% on-site)...across CHLA. The position collaborates closely with the Chief Compliance Officer and the compliance … more
- University of Michigan (Ann Arbor, MI)
- Chief Clinical Risk Officer , UM Health Apply Now **Mission Statement** Michigan Medicine improves the health of patients, populations and communities through ... on retirement savings **Responsibilities **Basic Function and Responsibilities:** The Chief Clinical Risk Officer (CCRO) serves as a strategic leader responsible… more
- Wells Fargo (New York, NY)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... risk -based compliance programs and controls. + Provide regulatory compliance risk expertise and consulting for high- risk projects and initiatives. +… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer for the Investment Solutions team within Wealth and Investment Management ... with complex business units, rules and regulations on moderate to high- risk compliance matters + Monitor and independently challenge the reporting, escalation,… more
- KeyBank (Brooklyn, OH)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of… more
- KeyBank (Brooklyn, OH)
- …may be filled at different salary grade levels depending on requirements.** ** Senior Service Officer Job Description:** **JOB BRIEF (PURPOSE)** Responsible for ... provide superior service directly for bank clients while maintaining risk management, compliance with bank policies and...on job-related factors such as level of experience. The Senior Service Officer position is eligible to… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data... Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description & ... privacy laws as well as expertise in managing privacy risk and compliance ; * Ability to work...meet deadlines; * An ability to advise and influence senior business people on data privacy matters; * Strong… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- Wellington (Boston, MA)
- …Working across Wellington's US offices and supporting colleagues in EMEA and APAC, the Boston-based Senior Risk Officer will sit strictly in second line and ... role are as follows:** In this pivotal role, the Senior Risk Officer will serve...trusted relationships across the organization, working hand-in-hand with other risk leaders, compliance , legal, and business partners… more