- RELX INC (Raleigh, NC)
- …on empowering legal, compliance, and corporate professionals through advanced access to SEC filings and corporate disclosure data. We're a trusted partner for top ... complex code for computer systems and serve as a senior source of expertise. Lead the development of technical...data issues and analysis to a wide audience, including senior management and customers. + Continuous Improvement: Manage continuous… more
- Pilot Company (Knoxville, TN)
- …and regulatory guidance (eg, ASC 820, ASC 805, ASC 350, IRS, SEC ). 8.) Collaborate with external valuation consultants and auditors to align methodologies ... professional certifications such as CFA (Chartered Financial Analyst), ASA (Accredited Senior Appraiser), ABV (Accredited in Business Valuation) or CVA (Certified… more
- Robert Half Management Resources (Dallas, TX)
- …audit plans with defined scopes, documenting findings and presenting results to senior leadership and the Board. * Collaborate with external auditors and internal ... compliance, or broker-dealer operations. * Extensive knowledge of FINRA and SEC regulations, with hands-on familiarity in broker-dealer environments. * Proficiency… more
- UIC Government Services and the Bowhead Family of Companies (Aberdeen, MD)
- …resolving highly sensitive and complex problems. + Ability to prepare and brief senior management. + Effective communication with a wide range of groups including ... In furtherance, pursuant to The Alaska Native Claims Settlement Act 43 USC Sec . 1601 et seq., and federal contractual requirements, UIC and its subsidiaries may… more
- GE Aerospace (Des Moines, IA)
- …Summary** A member of the GE Aerospace Customs & Transportation team, the Senior Customs Monitoring Analyst is responsible for risk mitigation and process excellence ... **Desired Characteristics** + Knowledge and understanding of dynamic US Customs regulations ( Sec 232, Foreign Trade Zones, IEEPA, Duty Drawback) and global customs… more
- US Bank (Boston, MA)
- …Prepare and complete transfer agent audit request and information for SEC Exams. Review and approve shareholder statements, shareholder applications, regulatory ... documents and tax forms. Assist Senior Relationship Managers with daily responsibilities. **Basic Qualifications** - Bachelor's degree in business administration or… more
- M&T Bank (Wilmington, DE)
- …Company Act of 1940, as promulgated by the Securities and Exchange Commission ( SEC ). The CCO will be responsible for ensuring that the funds maintain effective ... Directors of the Wilmington Funds Family and work collaboratively with senior management of Wilmington Trust, fund counsel, and third-party service providers.… more
- PPL Corporation (Providence, RI)
- …appropriate state regulatory commissions), Securities and Exchange Commission ( SEC ) regulations, Generally Accepted Accounting Principles (GAAP). Sarbanes-Oxley ... other tasks or team roles as assigned by the Manager and/or Director. + Provides formal supervision to the...issues in technical memos and presents conclusions to more senior levels of management and external auditors. Experienced members… more
- MUFG (Irving, TX)
- …to deliver an effective second line of defense testing program that meets senior management and regulatory expectations. Reviews will include assessment of the Swap ... of controls and compliance with Securities and Exchange Commission ( SEC ), Financial Industry Regulatory Authority (FINRA), Commodity Futures Trading Commission… more
- AutoZone, Inc. (Memphis, TN)
- **Job Description** As the ** Senior Financial Analyst, External Reporting** , you will be responsible for assisting with the preparation of Form 10-Qs, 8-Ks and ... procedures. **Responsibilities** + Assists in organizing, drafting and tying-out all SEC reports generated by the Company including earnings releases, financial… more