- Medtronic (Los Angeles, CA)
- …a more connected, compassionate world. **A Day in the Life** This newly created Senior Counsel - Securities and Corporate Governance role supports the Diabetes ... This is an exciting opportunity for a legal professional with deep expertise in securities law to contribute to the strategic direction of a business undergoing a… more
- Truist (New York, NY)
- …as a proxy for the Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential Duties and Responsibilities** ... identified risks. 2. Responsible for executing the responsibilities of various operations and enterprise risk programs in accordance with the program requirements… more
- TD Bank (New York, NY)
- …disposition , reporting on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check and challenge. Reporting ... recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with the Head of… more
- Citigroup (O'Fallon, MO)
- …loop process + Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 ... The Beneficiary Services Representative is a Client Service and Sales support...support from those teams + Provides timely feedback to senior management to identify client pain points and barriers… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $120,000 - $170,000 USD TD is committed to providing fair ... role. **Job Description:** Preferred Qualifications: **Preferred Qualifications:** **The VP Operations TDS will provide operational support & leadership for Fixed… more
- Penske (Reading, PA)
- **Position Summary:** Penske Transportation Solutions is seeking an experienced, business-focused Senior Corporate Counsel to join its in-house Legal team. This ... and logistics company. Our legal team partners closely with operations and executive leadership teams to help navigate the...and will be based in Green Hills/Reading, PA. The Senior Corporate Counsel will be expected to be in-person… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Advanced skill in:** ... products. This role will also lead and/or serve as the compliance representative on large-scale projects and initiatives which carry a significant business impact.… more
- SMBC (Jersey City, NJ)
- …broker dealer and registered swap dealer; SMBC Group's wholesale and retail banking operations ; US and LATAM representative offices; Grand Cayman Branch; Canada ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...+ Assist in the presentation of CRA results to senior 1LOD and 2LOD management, including an overview of… more
- Truist (Charlotte, NC)
- …distributed to the Truist Board of Directors and Executive Leadership, Securities and Exchange Commission (SEC) and Federal Deposit Insurance Corporation (FDIC) ... financial reports, including reports distributed to or filed with the Securities and Exchange Commission (SEC), Federal Deposit Insurance Corporation (FDIC), Federal… more
- Truist (New York, NY)
- …job description:** As part of the Capital Markets division within Truist Securities , Inc., the Asset Securitization Group (ASG) provides structured debt capital ... with the structuring team, syndicate desk and sales team to place asset-backed securities (ABS) with institutional investors in the new issue market and (ii)… more