- TD Bank (San Francisco, CA)
- …/ RESPONSIBILITIES:** + Develops transaction ideas and discusses appropriate context with senior coverage team members. + Develops revenue in all product areas and ... client relationships and keeps them informed as deals progress. + Keeps more senior M&A and coverage officers informed as deals progress/issues arise. + Executes on… more
- TD Bank (New York, NY)
- …risk. **Key Responsibilities:** + Design and implement a robust regulatory inquiries program that includes: + leading response to regulatory inquiries and subpoenas, ... and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of...the Compliance Department in development and enhancement of compliance programs + Participate in special projects as needed **Depth… more
- TD Bank (New York, NY)
- …Description:** The TDS US Compliance team is looking for an Associate candidate ( Senior Compliance Officer) to join the new Fixed Income Trade Surveillance team. ... results to draw conclusions, make recommendations, assess the effectiveness of programs / policies/ practices * Monitor service, productivity and assess efficiency… more
- TD Bank (New York, NY)
- …reports and making oral presentations. The successful candidate will support a Senior Research Analyst in analyzing individual biotech companies and market trends; ... standards, policies, and results of analysis to inform decision making at senior levels + Builds stakeholder alignment in leading activities, identifying, and… more
- TD Bank (New York, NY)
- …Relations Core Compliance assists in the development and execution of core compliance programs and processes and helps manage the various relationships with our US ... the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities across various lines of business, banking… more
- TD Bank (New York, NY)
- …implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This ... transactions, and FCRM-related processes. The team mandate includes regulatory compliance, program remediation, risk management, and program development. Key… more
- TD Bank (New York, NY)
- …We are responsible for the delivery of TD's Payment Modernization Program including regulatory, cybersecurity, payment products, SWIFT, and Correspondent Banking ... Effective communication, stakeholder management, and ability to build alignment with senior management are essential. **Job / Role Responsibilities:** **Product &… more
- BMO Financial Group (Chicago, IL)
- …ancillary business products. The team is responsible for all aspects of underwriting and manages the credit and Corporate Banking coverage (ie relationship ... a key member of the deal team in the underwriting , credit approval, and portfolio management; supporting the deal...Product groups) on materials for committee meetings attended by senior leaders across the bank + Address questions from… more
- Huntington National Bank (Dallas, TX)
- …Joint Lead Arranger). The LF team is seeking a talented and ambitious Portfolio Manager to become part of the Lender Finance Portfolio Management team. The Portfolio ... for working with internal partners to diligence and support underwriting new transactions and managing the existing portfolio of...have a scalable, well-managed business. In support of the senior colleagues in the LF team, Portfolio Managers may… more
- Zurich NA (St. Paul, MN)
- …this position includes a company car. This role will be filled at either theMid- Senior or Senior Level.The hiring manager will determine the appropriate ... Risk Engineering Consultant 129789 Zurich is seeking a Machinery Breakdown Risk Engineer (Mid- Senior or Senior level). The ideal location for this qualified… more