- Citigroup (Queens, NY)
- …enable better management and decision-making in line with the expectations of senior management, Board, and the Regulators. Provide data analysis, governance, end to ... enabling better management and decision-making in line with the expectations senior of management, Board, and Regulators. + Provide data analysis, governance,… more
- MUFG (Tampa, FL)
- …our recruitment team will provide more details. **Job Summary:** Individuals in the Compliance Audit Job Function focus on the effectiveness of risk management and ... and Office of Foreign Assets Control, or OFAC, regulations); fraud; Core- Compliance (privacy, etc.); government and industry regulatory and policy-making agencies… more
- Citigroup (New York, NY)
- …within Citi's Institutional Credit Management ("ICM") Credit Underwriting ABS team works with senior Underwriters and the ABS business team in the underwriting of a ... through the asset-backed commercial paper market. The Associate supports senior Underwriters in reviewing terms, structures, collateral, models, and documentation… more
- Wells Fargo (Charlotte, NC)
- …VPs will have assigned portfolio relationships and also will support senior portfolio managers on large, complex borrowing relationships + Perform detailed ... modeling to ensure accurate and timely monitoring, risk ratings, covenant compliance , watchlist updates, recognition of potential problems loans of leveraged credit… more
- JPMorgan Chase (Tampa, FL)
- …of safeguarding JP Morgan's reputation and financial assets by ensuring strict compliance with a wide range of regulations. Through a robust Global Operating ... Team and key partners across Sales, Reference Data, Credit, Legal, and Compliance . Your responsibilities include managing end-to-end quality reviews of KYC profiles… more
- East Boston Neighborhood Health Center (MA)
- …as a BH Clinician or board certified in Psychiatry. In collaboration with senior management and clinical leaders, this position will participate in 1) immediate and ... Strategic Priorities of the Health Center, as defined by the Executive and Senior Management team, into the operational oversight of all departments. Be the Provider… more
- Citigroup (Tampa, FL)
- …execution of Enterprise Risk Management Framework and adherence with Risk Management and Compliance + Policies. + Contribute to the oversight of the MCA program, ... issues with key stakeholders. + Participate in issue quality reviews ensuring compliance with Issue + Management Policy, Standards and Procedures + Develop… more
- Citigroup (Tampa, FL)
- …a comprehensive process to proactively identify and reduce operational risk. As a senior member of the team, you will be responsible for developing and maintaining ... promotes efficiency, reduces the risk of loss and helps ensure compliance with corporate policies, procedures, laws and regulatory requirements. Identify best… more
- JPMorgan Chase (Tempe, AZ)
- …you will lead and oversee a territory of Financial Advisors, ensuring compliance with regulatory obligations and managing operational risk. You will work closely ... with senior leadership to address complex issues and provide strategic...industry. + Bachelor's Degree. + Experience in supervisory or compliance roles. + Knowledge of FINRA, MSRB, and SEC… more
- Citigroup (Tampa, FL)
- …(ISDA) Negotiator is a Transaction Management Officer II, which is a senior level, non-attorney role, responsible for representing the Legal Function in providing ... businesses and clients regarding the contractual documentation and escalates to senior attorneys as required + Engages with unresponsive customers, maintaining… more