- Arena Investors LP (Jacksonville, FL)
- …won't. Arena is looking to expand the team through the addition of a senior Compliance Officer. In this role, this individual will work closely with the compliance ... . Support front, middle and back-office personnel on a wide variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940;… more
- Citigroup (Tampa, FL)
- …In addition, there will be many opportunities to partner with business leaders, senior HR leaders and various Talent related specialist functions (eg Learning and ... to fill skill needs. + Participate and deliver the regulatory response specific to the skills process required for...documentations to communicate key conclusions and complex issues to senior stakeholders. + Comfortable to work with ambiguity and… more
- Citigroup (Florence, KY)
- …closure * Provide guidance and subject matter expertise related to policy and regulatory requirements up to senior management across the businesses and support ... efforts to identify, anticipate and mitigate AML, Sanctions and Anti-Bribery regulatory , reputational, and operational risks. The Financial Crimes Lead will support… more
- BeOne Medicines (Emeryville, CA)
- …strategic input is embedded in the clinical development plans and regulatory strategy including trial design, endpoints, appropriate comparators, Target Product ... Profile (TPP) and regulatory pathway, to ensure commercial success and global market...risk and presents potential strategies to mitigate risk to senior leadership. + Works collaboratively with global and regional… more
- Citigroup (New York, NY)
- …within Citi's Institutional Credit Management ("ICM") Credit Underwriting ABS team works with senior Underwriters and the ABS business team in the underwriting of a ... through the asset-backed commercial paper market. The Associate supports senior Underwriters in reviewing terms, structures, collateral, models, and documentation… more
- Blue Cross Blue Shield of Massachusetts (Boston, MA)
- …workforce. + Comply with reporting requirements & requests from State and Federal regulatory authorities. + Oversee the execution of reporting of information that is ... around policies related to sensitive information and compliance with regulatory guidelines Challenges/Problem Solving: + Providing leadership and participating on… more
- Modivcare (Denver, CO)
- …setting the vision for the security program in alignment with all applicable regulatory rules and global best practices, development of the security program and ... + Ensures compliance of the Information Security programs with all Regulatory , Contractual, Association, and Client requirements. + Partners with IT organization… more
- JPMorgan Chase (Lake Oswego, OR)
- …will lead and oversee a territory of Financial Advisors, ensuring compliance with regulatory obligations and managing operational risk. You will work closely with ... senior leadership to address complex issues and provide strategic...implement solutions. + Coach business partners to adapt to regulatory changes. + Interface with leadership teams across lines… more
- SMBC (Jersey City, NJ)
- …interpret large datasets; + Prepare high quality, well-structured presentations for senior leadership and other stakeholders; + Maintain an understanding of SMBC's ... regulatory capital and funding processes and anticipated future ...Management through minute-taking, artifact documentation and status reporting to senior leadership; and + Support the drafting, review, and… more
- Citigroup (Tampa, FL)
- …of projects in accordance with Citi's SDLC procedures which include many regulatory and compliance mandates. + Project coordination for several areas within ... regulatory projects portfolio + Assist technology leads and project...team, providing insightful financial and business analyses and developing senior management reports, to define and track key operational/program… more