- MUFG (Irving, TX)
- …between FI EDD Analysts, First-Line Business Units, Relationship Managers ("RM"), and Senior Management. * Provide mentoring, coaching and counseling to staff to ... FI client situations and provide findings to First-Line Business Units, RMs, Senior Management to evaluate potential financial crime risk to the Bank, including… more
- Citigroup (New York, NY)
- …within Citi's Institutional Credit Management ("ICM") Credit Underwriting ABS team works with senior Underwriters and the ABS business team in the underwriting of a ... through the asset-backed commercial paper market. The Associate supports senior Underwriters in reviewing terms, structures, collateral, models, and documentation… more
- TD Bank (New York, NY)
- …and advise senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail, solid judgment, and the ... Focuses on short to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education & Experience:** + Bachelors… more
- MUFG (New York, NY)
- …products with a deep understanding of Liquidity Risk and EPS regulatory requirements. **Major Responsibilities:** + Conduct the review of liquidity management ... liquidity risk management and key stakeholders + Monitor developments in regulatory guidelines, interpret the requirements, and implement compliant solutions +… more
- Citigroup (Houston, TX)
- The Lead Counsel II is a senior level position responsible for accomplishing results through directing day-to-day legal activities as part of Citi's Markets Legal ... Citi's Commodities Business and key internal stakeholders on the legal and regulatory risks associated with the full spectrum of commodities trading activity,… more
- Raymond James Financial, Inc. (New York, NY)
- …Risk, Legal, Compliance, and PCG to ensure supervisory practices align with regulatory expectations, mitigate firm risk, and support advisor and client outcomes. + ... a robust supervisory framework for investment advisory programs. + Monitor regulatory changes and ensure firm-wide compliance across advisory activities. + Foster… more
- Citigroup (Irving, TX)
- …The Data Architect Lead Analyst-(Data Analytics Lead Analyst) is a senior -level position responsible for liaising between business users and technologists to ... leads, IT teams etc., to meet the data quality conformance goals in Regulatory reporting space. **Responsibilities:** + Understand the complete regulatory data… more
- BlackRock (New York, NY)
- …matters, including but not limited to latest market practice, regulatory changes, proxy changes/enhancements. + Co-Lead planning, preparation, and distribution ... of the Board of Directors + Help prepare relevant regulatory filings such as the CD&A section of the...skills + Discretion in dealing with confidential information and senior level leaders + Able to deal with complex… more
- MUFG (Los Angeles, CA)
- …continuous oversight of portfolio names, monitoring for potential risk and regulatory rating changes and proactively identifying credit deterioration with the goal ... the primary sources of repayment + Properly articulate and support external regulatory ratings and provide detailed, objective, timebound and measurable triggers for… more
- The Estee Lauder Companies (New York, NY)
- …of our employees, assets, and operations across multiple regions. This senior leadership role will focus on developing and implementing comprehensive security ... procedures, and programs, ensuring adherence to industry standards and regulatory guidelines + Develop and implement visitor management, ID/access credentialing,… more