- JPMorgan Chase (New York, NY)
- …experience (b) a roadmap for how to collaborate with Technology, Regulatory /Legal/Controls, and execution teams to continuously and incrementally deliver against the ... summary presentations; communicate effectively with peers, cross-functional team members, and senior stakeholders + Communicate to all levels of the organization… more
- BlackRock (San Francisco, CA)
- …while overseeing physical security, crisis management, investigations, and regulatory compliance. **Physical Security Operations Management** + Ensure compliance ... security networks and liaise with local law enforcement, intelligence agencies, and regulatory bodies. + Provide training and awareness programs on security best… more
- JPMorgan Chase (Chicago, IL)
- …As a Control Manager, you will play a crucial role in managing operational, regulatory , and reputational risks. Are you a thoughtful and innovative leader ready to ... environment in collaboration with stakeholders. + Prepare and present materials to senior stakeholders at monthly control forums. + Champion compliance with firm… more
- MUFG (Tempe, AZ)
- …member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I within Internal Audit is tasked with leading independent and ... reporting, and issues validation-while independently overseeing their successful completion. The Senior Auditor I also provides strategic guidance to staff on… more
- Citigroup (Wilmington, DE)
- …profitability through risk based pricing, balancing customer experience and ensuring regulatory compliance. This role will partner across multiple teams, including ... impact forecasting and thorough understanding of competitive landscape and regulatory environment + Evaluate new initiatives by developing financial sizings,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …projects & initiatives, ensuring timely execution and adherence to regulatory requirements. Monitor progress, track milestones, and provide regular updates ... to senior leadership. + **Compliance & Risk Management:** Ensure all...all transition activities comply with FINRA, SEC, and internal regulatory standards. Partner with Legal and Compliance teams to… more
- Citigroup (Tampa, FL)
- Given the increasing industry and regulatory focus around control related tasks, this role is critical to maintaining a robust control environment & governance ... Create & maintain effective metrics for desk heads and senior management teams. + Other ad-hoc Business Management tasks...Line of Defense working with product partners. **Control & Regulatory Focus** + Seek out and ensure corrective actions… more
- Citigroup (New York, NY)
- The Market Risk Senior Officer I is a strategic professional who closely follows the Equities Markets and oversees market risk coverage of the Global Equities desks. ... will have excellent communication skills to influence risk discussions, often with senior Traders and other control partners. The candidate will function as a… more
- BMO Financial Group (Chicago, IL)
- …and emerging products to drive strategic decision-making. + Engages with senior leadership and cross-functional teams to align strategies, address client needs, ... evaluates client returns on a proactive basis. + Ensures adherence to regulatory requirements, internal controls, and compliance policies in all aspects of… more
- JPMorgan Chase (Jersey City, NJ)
- …trends. + Stay informed about evolving industry trends, external news, and regulatory changes affecting the financial and Asset Management industry, and analyze ... an integrated manner. + Knowledge of applicable laws and regulatory requirements (eg, 12 CFR 9) related to asset...the ability to establish credibility and build partnerships with senior business and control partners; adept at presenting complex… more