- JPMorgan Chase (New York, NY)
- …legal and compliance to protect the firm and employees by adhering to regulatory and line of business requirements + Oversee industry trends and platform updates ... Enthusiastic team player who is able to work closely with senior stakeholders across several departments including: banking, research, compliance, legal, technology,… more
- JPMorgan Chase (Long Beach, CA)
- …sound risk management protocols and control policies and adhering to regulatory requirements **Required Qualifications, Capabilities and Skills** + Minimum of Five ... skills, with the ability to establish credibility and strong partnership with senior business and control partners + Strategic and inquisitive mindset, knowledge of… more
- JPMorgan Chase (New York, NY)
- …and participate in more tactical and strategic initiatives working with senior leadership. **Job Responsibilities** + Oversight of month-end and quarterly pricing, ... in the review of quarterly/annual financial statements for the funds including all regulatory filings + Ensure that all investments are accounted for in accordance… more
- JPMorgan Chase (New York, NY)
- …etc.) + Coordinate resiliency activities required by local and regional regulatory authorities (eg, plan remediation, testing requirements, compliance reporting) + ... firm's functions and geographies to expand influence, knowledge, and collaboration with senior leadership + Creates and promotes a culture of continuous process… more
- JPMorgan Chase (Jersey City, NJ)
- …team. + Promote a robust risk and control environment, ensuring compliance with regulatory requirements. + Represent WLS in various business and risk forums, support ... environment. + Proven ability to influence and partner with team members and senior management to drive issues to resolution. + Excellent communication skills, with… more
- JPMorgan Chase (Columbus, OH)
- …and escalate risks related to digital products and applicable laws. + Interact with senior business clients and provide support on legal issues and regulatory ... items. + Collaborate with control partners to ensure awareness and resolution of issues. + Participate in legal department and cross-line business initiatives and projects. + Represent the team in committees, programs, and forums, ensuring team awareness of… more
- JPMorgan Chase (Plano, TX)
- …excellent communication skills, and the ability to work effectively with senior leaders and stakeholders to assess large environments. **Job Responsibilities** + ... of how cloud and on-premises security controls support federal and international regulatory compliance requirements + One or more information security or cloud… more
- Raymond James Financial, Inc. (Southfield, MI)
- …relationship between elements of the organization, and define the responsibilities of senior managers, to enable the organization to achieve its business objectives. ... client group management to identify and implement solutions. + Monitors regulatory compliance with internal and external groups including auditors, FINRA, IRS,… more
- Citigroup (Tampa, FL)
- The Senior Solutions Architect candidate requires a strong knowledge and experience in developing architecture vision, strategy, and end to end solutions for complex ... set to improve products + Experience with technology control framework, compliance, regulatory and audits + Ability to create solutions at conceptual, logical, and… more
- Citigroup (Tampa, FL)
- …whether for real-world needs or as part of our scenario planning and regulatory reporting. While that sounds straightforward, it's a meaningful undertaking to move ... + Report Data Quality Exceptions through EDO approved tools + Support senior management strategic vision **Qualifications:** + 6-10 years Experience with defining… more