- Equitable (Charlotte, NC)
- …BA/BS degree * FINRA Series 7 and Series 24 preferred. Would consider candidates with a Series 6 and 26, or candidates with a Series 7 or Series ... 6 with a requirement to obtain the Series 24 or Series 26 within 90 days of employment. * Demonstrable experience in an advertising/sales material compliance… more
- Wells Fargo (Kalispell, MT)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (Brunswick, GA)
- …partners **Desired Qualifications:** * Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture * Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (Atlantic Highlands, NJ)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (Anchorage, AK)
- …+ Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (San Diego, CA)
- …* Experience recommending financial services products and services * Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... Wells Fargo sales practices risk management culture * Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Robert Half Finance & Accounting (Fairfax, VA)
- …preparation of client meetings Requirements: 2 + years' experience BS/BA degree Have an active Series 6 , 63, or 65 Active Life and Health Insurance licenses is a ... related field. * Bachelor's degree in finance, accounting, or a related discipline. * Active Series 6 and Series 63 licenses are required; Series 65 is… more
- BMO Financial Group (Hayward, CA)
- **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** **_The mission of Premier Services is to help mass affluent clientele make real ... **_You belong here!_** + **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** + Proactively builds and manages an assigned portfolio… more
- Access Dubuque (Dubuque, IA)
- …licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6 , 7, and 63. Northwestern Mutual provides ... programs and expense allowances + Support for insurance licensing, Securities Industry Essentials(R), Series 6 , Series 7, Series 63, and more + Certified… more
- TIAA (KS)
- …Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7; Series 63 **Physical Requirements** + Physical ... in a client facing role, with a focus on relationship building + SRC Indicator: Series 6 or 7; Series 63 or within 120 days + University (Degree) +… more
Recent Jobs
-
Assistant Call Center Manager
- Rapid Response (Henderson, NV)
-
Journeyman Ironworker
- All Things Metal (Phoenix, AZ)
-
Warehouse Laborer
- Admiral Beverage Corporation (Springville, UT)
-
Quality Control Clerk - Amtrak
- ARAMARK (Los Angeles, CA)