• Associate Branch Premier Banker LP (Safe)

    Wells Fargo (Bethesda, MD)
    …the coaching and guidance that you will need to successfully obtain your FINRA securities ( Series 6 and Series 63) and State Insurance license(s). For ... team objectives while maintaining individual performance * Successfully completed FINRA Series 6 and Series 63 examinations (or FINRA recognized equivalents)… more
    Wells Fargo (08/27/25)
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  • Relationship Banker Katy District

    Wells Fargo (Houston, TX)
    …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
    Wells Fargo (08/26/25)
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  • Relationship Banker Inland Orange County District

    Wells Fargo (Seal Beach, CA)
    …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
    Wells Fargo (08/29/25)
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  • Relationship Banker

    Wells Fargo (Foothill Ranch, CA)
    …and partners Desired Qualifications: * Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture * Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
    Wells Fargo (08/27/25)
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  • Advertising Compliance Reviewer

    Equitable (Charlotte, NC)
    …BA/BS degree + FINRA Series 7 and Series 24 preferred. Would consider candidates with a Series 6 and 26, or candidates with a Series 7 or Series ... 6 with a requirement to obtain the Series 24 or Series 26 within 90 days of employment. + Demonstrable experience in an advertising/sales material compliance… more
    Equitable (08/08/25)
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  • Senior Premier Banker - Cordera Branch

    Wells Fargo (Colorado Springs, CO)
    …+ Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
    Wells Fargo (08/29/25)
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  • Senior Branch Premier Banker

    Wells Fargo (Wayne, PA)
    …* Experience recommending financial services products and services * Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... Wells Fargo sales practices risk management culture * Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
    Wells Fargo (08/30/25)
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  • Senior Premier Relationship Manager Licensed

    BMO Financial Group (Madison, WI)
    **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** **_The mission of Premier Services is to help mass affluent clientele make real ... _You belong here!_ + **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** + Proactively builds and manages an assigned portfolio… more
    BMO Financial Group (08/29/25)
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  • Financial Planner

    Access Dubuque (Dubuque, IA)
    …licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6 , 7, and 63. Northwestern Mutual provides ... programs and expense allowances + Support for insurance licensing, Securities Industry Essentials(R), Series 6 , Series 7, Series 63, and more + Certified… more
    Access Dubuque (08/22/25)
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  • HFA - NAC Service Specialist II

    Huntington National Bank (Minnetonka, MN)
    …+ 1+ years of related experience in investment industry with a focus on service/sales. + FINRA Series 6 and 63 + State Health and Life, Series 7 and ... commitment to excellence in service and follow up + State Health and Life, Series 7, and Series 66 or 63/65 Exempt Status: (Yes = not eligible for overtime pay)… more
    Huntington National Bank (08/27/25)
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