- Arrow Financial Corporation (Glens Falls, NY)
- …field or equivalent experience required > 6 years of experience in investment required > Series 6 , Series 7, and Series 63 licenses required > New ... York State Health & Life Insurance license required Skills/Knowledge: > Excellent organizational, analytical, and communication skills, both written and verbal > Professionalism with strong presentation and interpersonal skills to conduct formal/informal… more
- Access Dubuque (Dubuque, IA)
- …continue to grow your practice and obtain support for registrations and certifications such as the Series 6 & 63 or CFP ┬" . Get inspired at local and national ... Support for insurance licensing (life, health, DI, LTC) + Support for SIE, Series 6 , Series 63 registrations (eligibility required) **About Us** For over 165… more
- Aristotle Capital Management (Newport Beach, CA)
- …ability to obtain the Series 7 within 6 months of being hired. + Series 6 , 63, or 66: strongly desired. + CFA, CFP or MBA (or progress towards), desired. ... the financial services industry, specifically RIA, required. + Bachelor's degree from an accredited college or university, preferred. + Series 7 required: or the… more
- Principal Financial Group (Grand Rapids, MI)
- …+ Successful Registration as an Investment Company Products/Variable contracts Limited Representative (FINRA Series 6 or equivalent and FINRA Series 63). ... Preference for FINRA Series 7 and 66. **Successful candidates will have the following:** + Excellent communication, presentation, analytical, and interpersonal skills. + Successful history of accomplishments in education, retirement sales, or a related… more
- Principal Financial Group (Des Moines, IA)
- …and 8+ years of experience on a sales or service team marketing products and services + FINRA Series 6 or 7 and FINRA Series 63 or 66 required + FINRA ... Series 24 or 26 required within 90 days of employment. Must meet firm standards for registration within applicable jurisdictions + Ability to interpret and market all approved products and services offered in our product suite + Mentor, develop, influence,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Professional) - Required unless you already hold one of the following qualifying registrations: Series 6 , 7, 17, 37, 38, or principal-level Series 4, ... 9/10, 14, 16, 23, 24, 26, 27, 28, 51, or 53. _These licenses are essential for ensuring compliance and enabling you to operate confidently in a regulated financial environment. We'll support you every step of the way to obtain them if needed._ **What You'll… more
- NBT Bank (Portland, ME)
- …team player and high quality service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License. Series 7 preferred. If not ... Series 7 licensed, FC will be required to obtain license within 90 days. Tasks Performed: + 50% Interviews and profiles customers/prospects to determine investment and insurance needs, recommend appropriate products, and makes appropriate referral to… more
- Truist (Tampa, FL)
- …and Series 66 licenses. ( Series 63 & 65 in lieu of the Series 66) 6 . Exceptional telephone skills and the ability to appropriately interact with clients ... anticipating the time frame required for presentation and answering of questions. 6 . Maximize sales opportunities by contacting potential investment clients based on… more
- BMO Financial Group (Scottsdale, AZ)
- …degree in related field of study or an equivalent combination of education and experience. + FINRA Series 6 , 63 and 65 Licenses OR FINRA Series 7 and 66 ... licenses. + Life and Health Insurance Producer's License. + Completed LTC Continuing Education Requirements. + Strong working knowledge of financial industry. + In-depth experience working with managed products and providing fee-based advice. + In-depth… more
- Manulife (Atlanta, GA)
- …experience, preferably in phone and/or sales type roles. + Securities industry Essentials (SIE) Exam, Series 6 , 63 required (and must obtain Series 65 within ... 6 months of hire) + Passion for helping people on a one-on-one basis + Spanish-speaking is a plus + Strong listening and customer service skills + Strong analytical and problem-solving skills + Excellent communication, presentation and negotiation skills +… more