- Wells Fargo (St. Louis, MO)
- …+ Interact with internal and external customers **Required Qualifications:** + 6 + months of Customer Service, Sales, Relationship Building experience, or equivalent ... understanding of banking or financial services industry + Financial services experience + 6 + months of client or sales services experience + Experience developing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …or grandfathering cannot be applied. + Series 7 required or willing to obtain within 6 months. + Series 63, 65 and/or 66 as required by state-OR- willing to ... and methods. + Investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading… more
- Thrivent Financial (Escanaba, MI)
- …include: + Resident state Life, Health and Annuity + Securities Industry Essentials (SIE) + Series 6 and 63, 7 and 66, or 7, 63 and 65. After completing ... licensing, you may enroll in a comprehensive 6 -week training program. What you can expect After licensing and training, you'll start building your book of business… more
- Raymond James Financial, Inc. (Honolulu, HI)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 or ability to obtain within 6 months, depending on assigned ... + Investment concepts, practices and procedures used in the securities industry. + Principles of finance and securities... securities industry. + Principles of finance and securities industry operations. + Financial markets and products. +… more
- Thrivent Financial (Fayetteville, AR)
- …include: + Resident state Life, Health and Annuity + Securities Industry Essentials (SIE) + Series 6 and 63, 7 and 66, or 7, 63 and 65. After completing ... licensing, you may enroll in a comprehensive 6 -week training program. What you can expect After licensing and training, you'll start building your book of business… more
- First Horizon Bank (Memphis, TN)
- …with trading and operations departments promoting smooth execution and delivery of securities . + Strong ability to multi-task and manage issues arising on a ... manner if licenses are not already held - SIE, Series 7, Series 52 and Series...**About Us** **First Horizon Corp. (NYSE: FHN)** , with $82. 6 billion in assets as of September 30, 2024,… more
- Thrivent Financial (Gig Harbor, WA)
- …including: + State Life, Health and Annuity + Securities Industry Essentials (SIE) + Series 6 and 63 or 7 and 66. After completing licensing, you may enroll ... you obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor onboarding… more
- Wells Fargo (Charlotte, NC)
- …and process automation initiatives in high-volume credit environments. **Required Qualifications:** + 6 + years of securities loan trading closers experience, or ... role, you will:** + Manage and develop teams of securities loan trading closer professionals to ensure commitments are...recognized equivalents will be accepted. + Registration for FINRA Series 7 must be completed within 90 days of… more
- JPMorgan Chase (New York, NY)
- …excel in a fast-paced, collaborative work environment. + Must possess or obtain FINRA Series 79, Series 63, and Securities Industry Essentials (SIE) licenses ... corporate finance, investment banking, credit, payments, asset management, and securities services. **Job responsibilities:** + Lead client meetings and prepare… more
- JPMorgan Chase (Dallas, TX)
- …and skills** + 6 + years of financial services experience + Valid and active Securities Industry Essential Series 7 & Series 66 licenses (63/65), or ... lending in a wealth management division across mortgage, margin, and or securities -based lending + Strong partnership and people skills; collaborate with people… more