- Truist (Hendersonville, TN)
- …from time to time. 1. Develop and maintain a profitable level of securities and insurance sales by executing on opportunities identified self-sourced prospecting as ... uncover and ensure unmet client financial needs are fulfilled. 6 . Conduct branch training sessions and investment product educational...Banking, or equivalent education and related experience. 2. FINRA Series 7, 66 (63 and 65 in lieu of… more
- Truist (Roanoke, VA)
- …sales and service. 3. Develop and maintain a profitable level of securities and insurance sales by executing on opportunities identified through external networking ... relationship management strategies to deepen client connections and loyalty. 6 . Properly record transactions and inquiries, and see that...Banking, or equivalent education and related experience. 2. FINRA Series 7, 66 (63 and 65 in lieu of… more
- Fifth Third Bank, NA (Chicago, IL)
- …+ Proven ability to pitch, win and execute on corporate finance ideas + Securities Industry Essentials (SIE), Series 79 and 63 licenses required. Corporate ... + Provide support to the Capital Markets businesses by assessing whether securities products and capital markets services would be appropriate for a particular… more
- Wells Fargo (Charlotte, NC)
- …enhancements and assist with user acceptance testing **Required Qualifications:** + 6 + months of Capital Markets industry experience, or equivalent demonstrated ... Derivative Collateral Management margin experience + Experience working with loan, securities , or derivative products + Firm understanding of derivative trading… more
- Charles Schwab (Omaha, NE)
- …you with the paid training, study time, and support you need to obtain your Securities Industry Essentials and FINRA Series 7 & 63 licenses. **If you are ... _Example shift groups:_ + Weekend Day Shift (Start between 6 :30am-9:30am CT, includes 1-2 weekend days): Potential to work...service to clients + Motivation to learn about the securities industry including the basic principles of equity, option,… more
- Guardian Life (Bethlehem, PA)
- …with Pershing, Fidelity, or Schwab custodial systems + Securities license preferred ( Series 7 or 6 ) **Location** + Bethlehem, PA or NYC (Hudson Yards) ... Operations Specialist and be a key player on our Park Avenue Securities team! You will help implement flawless strategies with our advanced technologies,… more
- Edward Jones (St. Louis, MO)
- …and department functions, processes, and/or systems supported by the team and department, within 6 months of hire, and be an expert on the team's systems, processes, ... but other concentrations will be considered. + SIE and Series 99 required within 120 days of start date...and records, trades, packaged products, and processing of cash, securities and accounts. Must also have in-depth knowledge of… more
- Manulife (Atlanta, GA)
- …preferably in phone and/or sales type roles. + Securities industry Essentials (SIE) Exam, Series 6 , 63 required (and must obtain Series 65 within 6 ... months of hire) + Passion for helping people on a one-on-one basis + Spanish-speaking is a plus + Strong listening and customer service skills + Strong analytical and problem-solving skills + Excellent communication, presentation and negotiation skills +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …applied. + FINRA Series 7 or 79 License is ideal, and will be required within six ( 6 ) months of hire. + FINRA Series 63 or the ability to obtain within six ( ... Advanced investment concepts, practices, and procedures used in the securities industry. + Advanced transaction structure and process. +...6 ) months of hire. **Travel Required:** Yes, up to… more
- Manulife (Boston, MA)
- …client relations, or sales. + * Bachelor's Degree + * FINRA Licenses: Securities Industry Essentials (SIE), Series 7, Series 63/65/66. **Preferred ... compliance, and other departments that impact client outcomes and experiences. ** 6 . Career Development** + * Pursue ongoing professional development, including… more