- Jackson National Life Insurance Company (Nashville, TN)
- …training program (10-12 weeks) required.** ** Securities Industry Essentials (SIE) required.** **FINRA Series 6 or 7, FINRA Series 63, State Insurance ... License required.** We don't just accept difference - we celebrate it, we support it, and we thrive on it for the benefit of our employees, our products and our community. Jackson is proud to be an equal opportunity workplace. The Company subscribes to and… more
- Aegon Asset Management (Denver, CO)
- …Qualifications + BS or BA degree required or equivalent industry experience. + Currently holds Series 7/ 6 Securities License ( Series 63 if applicable) or ... obtain within 6 months of hire. + Current Life Insurance License. + Intermediate level personal computer skills including electronic mail, work processing, spreadsheet, graphics, etc Preferred Qualifications + Minimum of 1-3 years of experience in the… more
- Truist (Fort Myers, FL)
- …for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable ... portfolio. Serve as an advocate for clients with the IRM partners. 6 . Establish and maintain mutually beneficial business relationships with external centers of… more
- US Bank (St. Louis, MO)
- …or relationship management with institutional clients (Business to Business environment) - Must be FINRA series 6 or 7 and 63 licensed or complete 6 or ... Qualifications: -Business development experience. -Knowledge of liquidity and fixed-income securities or comparable bank offerings, and experience working in or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to obtain within 3 months of hire. + SIE preferred or the ability to obtain within 6 months of hire. + FINRA Series 7 preferred or the ability to obtain within ... research. + Strong investment concepts, practices, and procedures used in the securities industry. + Financial markets and products. + Principles of finance and… more
- Wells Fargo (Minneapolis, MN)
- …to support you through your intern experience. + **Benefit from a virtual speaker series :** Wells Fargo's top leaders provide insight into how to make the most of ... moderate in size and organization span. **Required Qualifications:** + 6 + months of work experience, or equivalent demonstrated through...subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- M&T Bank (Bear, DE)
- …Advisors @ M&T is a brand name used by LPL representatives to offer securities , advisory and insurance services and is not a separate legal entity. **Education and ... 8 years' higher education and/or work experience, including a minimum of 6 years' investment or insurance sales experience providing investment, brokerage and/or… more
- ADP (Woodland Hills, CA)
- …+ Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing is a plus; candidates with great sales ... acumen will be considered pending appropriate licensing within the first 45 days of employment. **YOU'LL LOVE WORKING HERE BECAUSE YOU CAN:** + **Be yourself** in a culture that values equity, inclusion, and belonging and creates a safe space for diverse… more
- Wells Fargo (New York, NY)
- …of personal accountability and urgency for achieving results **Job Expectations:** + FINRA Series 63, 79, and the Securities Industry Essentials (SIE) must be ... + Interact with internal and external customers **Required Qualifications:** + 6 + months of Investment Banking Program experience, or equivalent demonstrated through… more
- ADP (Louisville, KY)
- …+ Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing is a plus; candidates with great sales ... acumen will be considered pending appropriate licensing within the first 45 days of employment + Demonstrated ability to successfully build a network via social platforms + Experience with video platforms **YOU'LL LOVE WORKING HERE BECAUSE YOU CAN:** + Be… more