- TEKsystems (Fort Worth, TX)
- Description MUST HAVE SERIES 7 , 63 &/OR 66 Trade Desk, Mutual Fund Trader, incoming call center, 100% service, work with field office/financial advisors and ... etc. Average 30 calls per day Skills Trade Desk, customer service, Brokerage Experience, Series 7 , Series 63, series 66, call center Top Skills Details… more
- Bank of America (Charlotte, NC)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Charlotte, North Carolina **To proceed with your application, you must be at least ... skills * Is prepared to pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66. * Wants to establish a long-term career in the… more
- Bank of America (Lincoln, RI)
- National Financial Solutions Advisor I (Lincoln, RI) ( Series 7 Required) Lincoln, Rhode Island **To proceed with your application, you must be at least 18 years ... We always put our clients first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if not currently held, Series 66 must be… more
- TEKsystems (Benbrook, TX)
- …for growth opportunities in the financial services industry to join our team! Must have Series 7 , 63, or 66 Licenses Schedule - Hybrid Position: 2 days work ... etc. + Average 30 + calls per day Additional Skills & Qualifications + Need Series 7 & 63 or 66 + 1-2 years of experience in the Financial Services industry… more
- TEKsystems (San Diego, CA)
- Hybrid 1 day on-site opening! Must have Active Series 7 ! Description Our Supervision Support Professionals provide superior customer service as the first line of ... Knowledge of FINRA, SEC, and State rules and regulations required. * Licenses requirement: Series 7 Pay and Benefits The pay range for this position is $25.00 -… more
- TEKsystems (Fort Worth, TX)
- …and advisor interactions Qualifications: Education: Bachelor's degree or equivalent work experience Series 7 and 66 (or equivalent) required Work Experience: 2+ ... 1+ years of experience in brokerage and investment trading preferred. Certifications: Series 7 and 66 (or equivalent) required. Work Environment Hybrid,… more
- Raymond James Financial, Inc. (Carson City, NV)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... required by state. + Ability to obtain additional securities and advisory state registrations if required by state. more
- Raymond James Financial, Inc. (Memphis, TN)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... **Job Summary** Celebrating more than 60 years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and… more
- Bank of America (Chandler, AZ)
- Small Business National Financial Solutions Advisor ( Series 7 and 66 Required) Chandler, Arizona;Jacksonville, Florida **To proceed with your application, you ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chandler/Small-Business-National-Financial-Solutions-Advisor-- Series - 7 -Required-\_25030382) **Job Description:** At Bank of America,… more
- Raymond James Financial, Inc. (Savannah, GA)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 , 9 & 10 required. + Series 63, 65 ... and/or 66 as required by state. + Ability to obtain additional securities and advisory state registrations if required by state. more