- Morgan Stanley (New York, NY)
- …to the position required * Four-year college degree or professional certification preferred * Active Series 7 (GS) and Series 66 (AG/RA) or Series ... 63 (AG) and Series 65 (RA) * Additional product licenses may be required _*Knowledge/Skills*_ * Enjoys working with people and solving problems * Effective written and verbal communication skills * Proficient in applicable software applications * Knowledge… more
- Morgan Stanley (San Francisco, CA)
- …* Ability to be discreet and maintain confidentiality on sensitive matters * Willingness to obtain Series 7 (GS) and Series 66 (AG/RA) or Series 63 ... (AG) and Series 65 (RA) *_Reports to:_* * Regional Director and / or Regional Business Service Officer Expected base pay rates for the role will be between $45,000 - $95,000 per year at the commencement of employment. However, base pay if hired will be… more
- Morgan Stanley (Annapolis, MD)
- …* Ability to be discreet and maintain confidentiality on sensitive matters * Willingness to obtain Series 7 (GS) and Series 66 (AG/RA) or Series 63 ... (AG) and Series 65 (RA) * * _*Reports to*_ * Branch Manager Morgan Stanley EOE committed to diversifying its workforce. M/F/D/V. **Job:** **Wealth Management* **Title:** *Branch Administrator* **Location:** *Maryland-Annapolis* **Requisition ID:**… more
- Morgan Stanley (Morristown, NJ)
- …with Financial Advisors *EDUCATION, EXPERIENCE, KNOWLEDGE, and SKILLS:* *Education and/or Experience* * Active Series 7 (GS), and Series 66 (AG/RA) or ... Series 63 (AG) and Series 65 (RA) * Two or more years of industry experience preferred * High School Diploma/Equivalency * College degree preferred… more
- Morgan Stanley (Wellesley, MA)
- …Diploma/Equivalency * College degree preferred * Industry experience is a plus * Willingness to obtain Series 7 (GS), and Series 66 (AG/RA) or Series 63 ... (AG) and Series 65 (RA) *Knowledge/Skills* * Strong computer skills and knowledge of Microsoft Office products * Exceptional writing, interpersonal and client service skills * Detail orientated with superior organizational skills and ability to prioritize… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …required provided that an exemption or grandfathering cannot be applied. o Required to have a Series 7 , 24 and 66 o Series 65 and 63 can be obtained instead ... combination of experience, education, and/or training. **Licenses/Certifications:** * Appropriate series license(s) for assigned functional area preferred or the...of 66 o Correspondence only: Series 9 and 10 can be used instead of… more
- Morgan Stanley (San Francisco, CA)
- …to the position required * Four-year college degree or professional certification preferred * Active Series 7 (GS), and Series 66 (AG/RA) or Series ... 63 (AG) and Series 65 (RA) * Additional product licenses may be required * * _*Knowledge/Skills*_ * Enjoys working with people and problem solving * Effective written and verbal communication skills * Knowledge of financial industry and investment products… more
- Wells Fargo (St. Louis, MO)
- …education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 examination (or FINRA recognized equivalents) sufficient to ... and collaborate to build successful relationships + FINRA registration including Series 66 (or FINRA recognized equivalents) + FINRA registration including … more
- KPMG (Baltimore, MD)
- …+ Proficiency with financial research tools + SIE (Securities Industry Essentials Exam, if applicable), FINRA Series 7 or Series 82, and Series 63 and ... Series 79 licensed (Please note that any candidate hired by KPMG into this position that doesn't currently possess one of the aforementioned credentials will be required to secure one within 90 days from the commencement of employment) + Ability to travel… more
- Morgan Stanley (Napa, CA)
- …Diploma/Equivalency * College degree preferred * Industry experience is a plus * Willingness to obtain Series 7 (GS), and Series 66 (AG/RA) or Series 63 ... (AG) and Series 65 (RA) _*Knowledge/Skills*_ * Strong computer skills and knowledge of Microsoft Office products * Exceptional writing, interpersonal and client service skills * Detail orientated with superior organizational skills and ability to… more