- PNC (New York, NY)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG - SIE, Series 7 and 63 within 120 days of employment. Fixed Income - SIE, Series… more
- Citizens (Johnston, RI)
- …the broker-dealer. This individual must have the appropriate FINRA registrations, including but not limited to: Series 4, Series 7 , Series 24, Series ... in investment securities sales, sales supervision, operations, or compliance + FINRA registrations Series 7 , Series 24, Series 66, and Series … more
- Fort Pitt Capital Group, LLC (Harrisburg, PA)
- …quarterly production bonus opportunities Candidates are required to have an a ctive Series 65 or Series 7 & Series 66 or CERTIFIED FINANCIAL PLANNER ... + Collaborate with other like-minded advisors What You'll Bring + Active Series 65 or Series 7 and Series 66 certification is required + Preference will… more
- Fort Pitt Capital Group, LLC (Pittsburgh, PA)
- …contributing to our clients' success. Candidates are required to have an a ctive Series 65 or Series 7 & Series 66 or CERTIFIED FINANCIAL PLANNER (TM) ... and engage with clients to create referral opportunities What You'll Bring + Active Series 65 or Series 7 and Series 66 certification is required +… more
- Bank of America (Madison, WI)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... Advisors on the centralized segment are phone-based licensed advisors (obtaining series 7 and 66 required) that provide clients with holistic financial advice… more
- Bank of America (Scranton, PA)
- …with terms and conditions set forth in the offer letter.** **You must achieve your SIE, Series 7 and Series 63 licensing with 240 days of your start ... need to successfully obtain your industry licenses (Security Industry Essentials SIE, Series 7 , and Series 63 licensing). These credentials along with your… more
- Wells Fargo (Coppell, TX)
- …moderately complex to complex client needs + May study and test for additional licenses ( Series 7 and Series 66) once the minimum licensing requirements are ... financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents)...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
- Bank of America (Farmington Hills, MI)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses and Series 3, 31 licenses, if warranted + Minimum of 5+ years… more
- Bank of America (Northbrook, IL)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum of 5+ years professional… more
- Bank of America (Albuquerque, NM)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum of 5+ years professional… more