- Morgan Stanley (Tempe, AZ)
- …Industry Essentials (SIE) Exam prior to joining the Firm, as well as the Series 7 , and Series 63 licensing exams through firm sponsorship upon starting ... and learning courses, as well as on the job learning * Obtain SIE, Series 7 , and Series 63 licenses paid for by Morgan Stanley * Benefit from a competitive… more
- Truist (Charlotte, NC)
- …be made to enable individuals with disabilities to perform the essential functions. 1 **. FINRA Series 7 , 24, 53, and 66 licenses ( Series 9&10 can be used ... in lieu of 53. Series 63&65 can be used in lieu of ...to a group. 6. Solid decision-making and judgment capabilities. 7 . Sound investigative skills and ability to follow up… more
- Morgan Stanley (Short Hills, NJ)
- …* Four-year college degree required or equivalent education * Previous industry experience * Active Series 7 (GS), Series 9 and Series 10 (SU), ... and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) * Other licenses as required for the role or by management _*Knowledge/Skills*_ * Effective… more
- Morgan Stanley (Sandy, UT)
- …. 3 years minimum of work experience within the Financial Management industry . Required Licenses: o Series 7 o Series 66 (OR Series 63 and 65) OR ... Series 63 o Series 9 and Series 10 . 1 year experience in team management, team lead or direct report experience required ** *Preferred Qualifications* .… more
- Morgan Stanley (Tampa, FL)
- …SKILLS* Education and/or Experience * High School Diploma/Equivalency * College degree preferred * Active Series 7 (GS) and Series 66 (AG/RA) or Series ... to work in a fast-paced, evolving environment * Willingness to obtain Series 9 and Series 10 (SU) for delegation of supervisory functions Reports to * Service… more
- Morgan Stanley (Boston, MA)
- …* Bachelor's degree required or equivalent education * Previous industry management experience * Active Series 7 (GS), Series 9 and Series 10 (SU), ... and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) * Other licenses as required for role or by management _*Knowledge/Skills*_ * Evidence of strong… more
- TIAA (Charlotte, NC)
- …+ 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 24 **Physical Requirements** + Physical Requirements: ... internal or external audit, internal control or other testing experience **Preferred:** + Series 7 , registration must be obtained within 6 months of hire. + … more
- TIAA (Los Angeles, CA)
- …Preferred **Work Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... *3+ years of wholesaling experience Preferred: * 5+ years of wholesaling experience * FINRA Series 7 & 63 (or combination of 63 & 65); can be obtained within 90… more
- TIAA (OH)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... industry specifically within business development in the Alternative Investments space + FINRA Series 7 and Series 63 **Preferred Qualifications** + 7 +… more
- Truist (New York, NY)
- …the essential functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October 2019), Series ... 5. Formulates investment ideas. 6. Writes draft research commentary. 7 . Depending on experience and the needs of the...63, Series 87 and either the Series 86 or a FINRA waiver for those who… more