- Kestra Financial (Baltimore, MD)
- …their needs and inquiries. Qualifications: . 3-5 years of experience in financial services. . CFP designation and Series 7 and 66 or 65 licenses required. ... . Bachelor's degree, preferably with a GPA above 3.3. . Proficiency in financial planning software (eMoney, Money Guide Pro, Morningstar). . Experience with CRM platforms (Redtail or similar), MS365, and Excel. . Strong organizational skills, a team-oriented… more
- Robert Half Finance & Accounting (Dalton, GA)
- …A growth mindset and the drive to build life-long client relationships. + Willingness to earn the Series 7 , 66, and CFP . Robert Half is the world's first and ... largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and… more
- Citigroup (O'Fallon, MO)
- …in addressing a spectrum of financial and investment needs: + FINRA Series 7 , 63/65 or 66 + CFP , CPA, or JD/LL.M. designations preferred + Familiarity ... with NaviPlan or MoneyGuide Pro planning software preferred + Broad understanding of financial services, investments, and all aspects of planning strategies and concepts + Microsoft Office skills including Word, Excel, and PowerPoint + Client-centric skills… more
- Kestra Financial (West Hartford, CT)
- …the independent financial services culture preferred. Certificates, Licenses, Registration + Series 7 and 66 required + CFP preferred (or ability to obtain) ... Benefits + 401(k) + 401(k) matching + Paid time off more
- TD Bank (New York, NY)
- …and/or Institutional clients + Certified Financial Planner ( CFP ) designation is preferred + Series 7 , Series 63 + 65 or 66 and Series 24 Supervising ... Principle FINRA Registrations; Health and Life Insurance Licensure + Knowledge of Bank regulatory risk and compliance policies, processes, and requirements + Knowledge of Retail Banking systems, applications, processes, and procedures + Knowledge of KYC, ATF… more
- JPMorgan Chase (Denver, CO)
- …years of experience in a leadership position + Bachelor's degree required; MBA, JD, CFA, or CFP preferred + FINRA Series 7 , 66, 9, 10 and Insurance licenses ... required for position; however, unlicensed candidates considered but required to obtain licenses within 120 days of start date + Experience or demonstrated understanding of investments, wealth planning, credit and banking concepts **Preferred Qualifications,… more
- Guardian Life (New York, NY)
- …alternative investments + Bachelor's degree or equivalent work experience + Series 7 , 65/66 required; professional designations (CIMA, CFP , CPWA) a plus + ... Strong relationship and consultative management skills + Excellent presentation skills, articulate, polite, confident, able to establish relationships with the Field, including GAs, Investment Specialists, FRs, MDs, and Home Office personnel. **Location** + In… more
- Vanguard (Newtown Square, PA)
- …of the CFP (R) exam highly preferred. + Learning agility to successfully pass the Series 7 , and 66 (or equivalent licenses) within the time frame described in ... success. + Receive robust mentorship opportunities and support from Vanguard CFP (R) professionals and senior management while building the network and leadership… more
- TIAA (Memphis, TN)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... State) - Multiple Issuers required + Certified Financial Planner ( CFP ) - Certified Financial Planner Board of Standards preferred...Analyst Institute ; If you do not have the CFP or CFA certification, TIAA will cover the cost… more
- Vanguard (Dallas, TX)
- …required. + This job requires a regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7 , and Series 66 are required to be obtained within ... department guidelines. + CFP (R) preferred, with a commitment to pursue the designation....commitment to pursue the designation. We offer a corporate CFP program to support crew in acquiring the certification.… more