- TIAA (Pasadena, CA)
- …+ University (Degree) Preferred **Work Experience** + 5 Years Required; 7 Years Preferred **Physical Requirements** + Physical Requirements: Sedentary Work **Career ... with 120 days from start date. **FINRA Registrations** + SRC Indicator: Series 65 **Required Qualifications:** + 5 years complex, direct portfolio management… more
- KeyBank (Naples, FL)
- …and business development experience with proven results required **Licenses and Certifications** + FINRA Series 7 and 66 (or 63 & 65) (preferred) + Certified ... Financial Planner ( CFP ) (preferred) + Certified Investment Management Analyst (CIMA) (preferred) + Certified Public Accountant (CPA) (preferred) + Chartered… more
- JPMorgan Chase (San Diego County, CA)
- …skills** + College graduate with 7 + years of industry experience and holds the series 7 and 63 licenses. + Proven ability to effectively market and sell ... and skills** + An advanced degree such as an MBA or equivalent. + CFP or CFA designation. FEDERAL DEPOSIT INSURANCE ACT: This position is subject to Section… more
- TIAA (Pasadena, CA)
- …+ University (Degree) Preferred **Work Experience** + 5 Years Required; 7 Years Preferred **Physical Requirements** + Physical Requirements: Sedentary Work **Career ... with 120 days from start date. **FINRA Registrations** + SRC Indicator: Series 65 **Required Qualifications:** + 5+ years working directly with wealth management… more
- Truist (Ocala, FL)
- …in Business, Accounting, Finance or Banking, or equivalent education and related experience. 2. FINRA Series 7 , 66 (63 and 65 in lieu of 66) licenses. 3. ... files are correctly completed and maintained to conform to regulatory policies. 7 . Remain knowledgeable of and familiar with all products currently offered by… more
- Thrivent Financial (Minneapolis, MN)
- …required + Minimum of 7 years of successful industry experience + FINRA SIE, Series 7 and 63/65 or 66 required or obtained within 90 days of hire/transfer. ... + Financial services advanced desigation - ( i . e. ChFC , CFP , CAIA) Pay Transparency Thrivent's long-term growth depends on attracting, rewarding, and retaining… more
- Truist (Hendersonville, TN)
- …in Business, Accounting, Finance or Banking, or equivalent education and related experience. 2. FINRA Series 7 , 66 (63 and 65 in lieu of 66) licenses. 3. ... training sessions and investment product educational seminars for clients and prospects. 7 . Adhere to professional and ethical standards set forth by Truist, the… more
- KeyBank (Canton, OH)
- …Investment Management Analyst (CIMA) (preferred) + Chartered Financial Analyst (CFA) (preferred) + FINRA Series 7 and 66 (or 63 & 65) (required) and + Resident ... State Insurance Licenses (Life, Variable, and Accident/Health or Life & Disability) (required) **Tactical Skills** + Ability to build trust by taking a client centric approach + Demonstrated strong or advanced knowledge of Investments, Trust and Credit;… more
- Bank of America (Fairfield, CT)
- …investing and giving they need to remain vibrant and vital. **Required Qualifications:** + **Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses** + ... + Achieved additional professional designations such as Certified Financial Planner ( CFP ) and/or Chartered Retirement Planning Counselor (CRPC) + Obtained insurance… more
- Bank of America (Cincinnati, OH)
- …result in disciplinary action up to and including termination. **Required Qualifications:** + **Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses.** ... field. + Achieved additional professional designations such as Certified Financial Planner ( CFP ) and/or Chartered Retirement Planning Counselor (CRPC) is a plus. +… more