- JPMorgan Chase (Charlotte, NC)
- …experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7 , 66 and Insurance licenses required for position; unlicensed ... behalf **Preferred Qualifications, Capabilities, and Skills** + MBA, JD, CFA, or CFP preferred + Proactive, takes initiative, and uses critical thinking to solve… more
- M&T Bank (Bear, DE)
- …experience providing investment, brokerage and/or insurance solutions, including trust/fiduciary experience FINRA Series 7 , 63 and 65 or 66 licenses Pertinent ... trust/fiduciary product, Financial Planning, Managed Accounts or insurance experience CFP (Certified Financial Planner), CLU (Chartered Life Underwriter) and/or ChFC… more
- Charles Schwab (Newport Beach, CA)
- …Schwab. **What you have** **Required Qualifications** + Bachelor's degree + Active and valid FINRA Series 7 & 66 (license(s) may be obtained under a condition of ... - financial planning and investment planning **Preferred Qualifications** + CFP (R) designation or MBA equivalent. + Understanding of traditional investment… more
- Broadview FCU (Albany, NY)
- …or equivalent experience. Licenses required: NYS Life , Accident & Health Insurance, and NASD Series 7 and 66 (or 63 & 65 ) licenses. Work toward obtaining ... advanced financial designation. CFP designation preferred. + Excellent mathematical ability + Excellent computer skills, including knowledge of spreadsheets +… more
- Umpqua Bank (Phoenix, AZ)
- …CIMA, CPWA, ChFC, CTFA, CPA, CFA, CWS or AWMA, any one certification, preferred. + ( Series 7 , 66 (or 63 and 65)). Insurance licensed, preferred. + Occasional ... travel. **Job Location(s):** This posting is part of an evergreen requisition; we are actively seeking talent for current and upcoming opportunities in this market. While this requisition serves to build a talent pipeline, we currently have immediate openings… more
- KeyBank (Seattle, WA)
- …and business development experience with proven results (required) **Licenses and Certifications** + FINRA Series 7 and 66 (or 63 & 65) (required) + Certified ... Financial Planner ( CFP ) (preferred) + Certified Investment Management Analyst (CIMA) (preferred) + Certified Public Accountant (CPA) (preferred) + Chartered… more
- Equitable (MD)
- …which must be passed prior to onboarding + We will sponsor your pursuit of FINRA Series 7 and 66 registrations which must be passed prior to onboarding + ... pursuit of professional designations including CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)) professional and Chartered Financial Consultant (ChFC). In partnership with… more
- Thrivent Financial (Milwaukee, WI)
- …eligible for Securities and Insurance licensing in all states and DC; possession of FINRA Series 7 and 63/65 or 66, along with Life/Health Insurance licenses, is ... in a virtual or hybrid working environment. Preferred: + Advanced Designation ( CFP (R), ChFC , or CLU), Salesforce experience, and familiarity with Money Guide… more
- Principal Financial Group (Denver, CO)
- …states in which business will be conducted. **Securities exams and IAR appointment include:** + Series 7 and 63 or equivalent, 24, 65 and/or 66 as required by ... Chartered Life Underwriter/Chartered Financial Consultant (CLU/ChFC), Certified Financial Planner ( CFP ) or Chartered Leadership Fellow (CLF) designations desired. +… more
- TD Bank (Greenville, SC)
- …services experience in a production capacity (ie track record for meeting sales goals) required + Valid Series 7 , 63 + 65 or 66 + Valid and active Life & Health ... insurance licenses + Certified Financial Planner ( CFP ), preferred + Strong understanding of private banking business development techniques, products, services and… more