• Financial Advisor Senior

    City National Bank (New York, NY)
    …of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 *Additional Qualifications* * The SFA ... MBA and 3-5 years of experience. * May possess CFP , JD/LLM, CIMA or Cannon Certified Wealth Strategist designation....CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and… more
    City National Bank (08/07/25)
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  • VP, Senior Wealth Consultant - Ultra High Net…

    Charles Schwab (Westlake, TX)
    …CFP , CFA, MBA, CHFC, CPWA) highly preferred **Required Qualifications** + Active & valid FINRA Series 7 license required + Active & valid FINRA Series 66 ... & Health insurance (or may be obtained within 90 days of employment) + 7 + years financial services industry experience + 2+ years Ultra- HNW client experience… more
    Charles Schwab (07/31/25)
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  • Sr. Team Manager, Centralized Planning Group

    Charles Schwab (Westlake, TX)
    …Required Qualifications: + Bachelor's degree + CFP (R) designation + Active and valid FINRA Series 7 license + Active and valid FINRA Series 63/65 or 66, ... our clients' financial lives. As Fiduciaries, we bring expertise across Schwab's 7 Wealth Management topics in conjunction with powerful technology to inspire… more
    Charles Schwab (07/31/25)
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  • Wealth Advisor, Schwab Wealth Advisory

    Charles Schwab (Irvine, CA)
    …for you. **What you have** **Required Qualifications** + Bachelor's degree + Active FINRA Series 7 license + (May be obtained with a 120-day condition of ... employment for certified and current CFP (R) designation or CFA(R) designation holders, verified before hire)...CFA(R) designation holders, verified before hire) + Active FINRA Series 66 license + (May be obtained within the… more
    Charles Schwab (08/08/25)
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  • Senior Financial Planner

    Charles Schwab (Westlake, TX)
    …Planning-related designation + CFP (R) designation is required. + Active and valid FINRA Series 7 license required. + Active and valid FINRA Series 63/65 ... holistic financial needs. Demonstrate the value and importance of partnering with a CFP (R) professional on an ongoing basis. + Partner with clients to create, review… more
    Charles Schwab (08/08/25)
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  • Wealth Advisor

    Truist (Mclean, VA)
    …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... * Bachelor's Degree in Business, Finance or Economics * CFP preferred or CTFA, CFA, CPA, JD or MBA...Completion or enrollment in certification programs such as CFA, CFP , CPWA and CPA * 5 or more years… more
    Truist (07/25/25)
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  • Wealth Advisor

    Truist (Chattanooga, TN)
    …essential functions. + Bachelor's Degree Required + FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... + Bachelor's Degree in Business, Finance or Economics + CFP preferred or CTFA, CFA, CPA, JD or MBA...Completion or enrollment in certification programs such as CFA, CFP , CPWA and CPA + 5 or more years… more
    Truist (07/02/25)
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  • VP- Branch Manager- Houston, TX (Memorial City)

    Charles Schwab (Houston, TX)
    …be the opportunity for you. **What you have** **Required** **qualifications** + Active and valid Series 7 license + Active and valid Series 66 (63/65) ... leadership experience **Preferred** **qualifications** + Active and valid FINRA Series 24 license + CFP , CFA, CIMA,...and valid FINRA Series 24 license + CFP , CFA, CIMA, and/or AAMS + Strong leadership, management,… more
    Charles Schwab (08/02/25)
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  • Sales Manager - Individual Solutions

    Principal Financial Group (Des Moines, IA)
    …of experience on a sales or service team marketing products and services + FINRA Series 7 , FINRA Series 63, or equivalent registrations required immediately ... upon employment + FINRA Series 65 or 66 Licenses or ability to obtain...+ Chartered Financial Consultant (ChFC) or Certified Financial Planner ( CFP ) supported and encouraged for growth and development +… more
    Principal Financial Group (07/31/25)
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  • Team Director - Virginia

    Truist (Richmond, VA)
    …standards specific to investments and insurance. 5. A minimum of Securities Industry Essentials (SIE), FINRA Series 7 , Series 66 or 65/63, and Series 24 ... and prospect referrals and executes on the enterprise IRM strategy. 7 . Ensures compliance with internal controls, operational procedures and risk management… more
    Truist (08/08/25)
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