- Truist (Columbia, MD)
- …such as Microsoft 10. Ability to obtain FINRA registrations within 365 days - SIE, Series 7 and Series 66. Preferred Qualifications: 1. One to three ... assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. JOB...outbound sales calls. 6. Financial Industry Regulatory Authority (FINRA) Series 7 , 66 licenses or actively pursuing… more
- US Bank (Elkhorn, NE)
- …to meet defined referral client and wealth management introductions. Position requires the FINRA SIE, Series 6 (or Series 7 ) and Series 63 (or ... and discover what you excel at-all from Day One. **Job Description** Client Relationship Consultants build relationships with customers, engaging them via multiple… more
- Neuberger Berman (IL)
- The RIA Client Advisor is responsible for furthering the growth of...contribute to the building of a nascent business + Series 7 , 63/65 or Series ... include Chicago, Detroit, Minneapolis, Milwaukee, and Columbus. The RIA Client Advisor must possess excellent interpersonal, organizational, and communication… more
- Vanguard (Scottsdale, AZ)
- …+ High school, associate degree, or bachelor's degree. + This job requires a Series 7 and 63 regulatory license and/or registration (eg FINRA, state, SFC). ... Scottsdale, AZ (85260) location. At Vanguard, we have a client -first mentality that we realize every day through our...a financial background to pass their SIE and FINRA Series 7 & 63. After joining corporate… more
- Bank of America (Walnut Creek, CA)
- …+ Builds relationships with internal and external partners and centers of influence **Required Qualifications:** * Series 7 , 63 and 65 (or Series 7 and ... Private Client Manager II Walnut Creek, California **To proceed...after the first working day in this position * 7 + years of successful experience in managing relationships with… more
- City National Bank (Los Angeles, CA)
- …market. * Minimum of 5 years of direct client services experience required * FINRA Series 7 and 63 or 66 licenses * FINRA Series 24: General Securities ... * CLIENT SERVICE ASSOCIATE SENIOR CNS* WHAT IS THE...and communication skills. * Registered Representative with a FINRA Series 4, 53, and Series 57 preferred.… more
- JPMorgan Chase (San Antonio, TX)
- …Accounts (IRAs), managed (wrap) accounts, and employee benefit programs required + FINRA Series 7 , 63 (or equivalent) required, and ability to hold registration ... serving a variety of unique types of accounts and client segments including Self-Directed Investing, Chase Private Client...Our current target operating hours are Monday - Friday, 7 am - 8 pm CST and Saturday, … more
- Bank of America (Las Vegas, NV)
- …+ Builds relationships with internal and external partners and centers of influence **Required Qualifications:** * Series 7 , 63 and 65 (or Series 7 and ... Private Client Advisor II Las Vegas, Nevada **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To proceed with… more
- Bank of America (Frisco, TX)
- Private Client Manager II New York, New York;Frisco, Texas **To...on the team and within the business community + Series 7 , 63 and 65 (or Series ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Private- Client -Manager-II\_24027652) **Job Description:** At Bank of America, we are… more
- Bank of America (Yardley, PA)
- …often serve as the most frequent point of contact with Merrill. Fully registered ( Series 7 , 63, 65, & 66). Partial registration may be considered. **Specific ... Registered Wealth Management Client Associate Yardley, Pennsylvania **To proceed with your...the role:** + Candidates are **required** to currently hold Series 7 & 66 or 63/65 +… more
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