- Siebert Williams Shank (New York, NY)
- …build upon those over time. Requirements + 5+ years of experience in Institutional Sales + FINRA Series 7 and 63 registrations required + Established ... Williams Shank & Co., LLC ("SWS") is seeking to expand its Institutional Fixed Income Sales desk. We are a fast-growing, top-ranked financial services firm that… more
- Raymond James Financial, Inc. (Chicago, IL)
- …critical steps in generating new assets and revenue. **Responsibilities:** + The Institutional Sales Specialist will be responsible for managing a significant ... offices. + Coordination, collaboration, and communication with RJIM's Client Portfolio Management, Institutional Sales , and each affiliate will be essential to… more
- Principal Financial Group (Seattle, WA)
- …goals. This is your chance to work collaboratively across with institutional sales , consultant relations, relationship management and investment professionals ... general accounts). **Key responsibilities** + Support consultant relations and/or institutional sales team members with day-to-day activities....not required. + FINRA licensing including SIE or equivalent, series 7 and series 63… more
- Huntington National Bank (Chicago, IL)
- Description The Institutional Sales Support Associate plays a vital...obtain within 12 months of hire the FINRA SIE, Series 7 and Series 63 + ... role in delivering exceptional service and operational support to institutional sales representatives and clients. This position...1 year of Broker dealer experience + FINRA SIE, Series 7 and Series 63… more
- PNC (Pittsburgh, PA)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment.… more
- US Bank (Los Angeles, CA)
- …**Job Description** US Bancorp Asset Management, Inc. (USBAM) is currently seeking an ** Institutional Sales and Relationship Manager** to join with other team ... fast-paced environment. **REQUIREMENTS** + Bachelor's degree with at least 7 years of related sales experience, preferably...management, trust or financial services arenas. + Current, active Series 6/ 7 & 63 certifications are desired,… more
- Fifth Third Bank, NA (Dallas, TX)
- …+ Experience: Five years experience in Fixed Income and/or Institutional Sales . + Computer/Technical: Securities Industry Essentials (SIE), Series 7 , ... required. Thorough knowledge of Microsoft suite of products. Director, Fixed Income/ Institutional Sales Compensation for this position is largely… more
- BlackRock (New York, NY)
- …(Economics, Finance or Accounting). + Has, or is willing to obtain, the SIE, series 7 , 63, and 3 licenses. **Competencies:** The ideal candidate will possess ... a global leader in investment management, risk management and advisory services for institutional and retail clients. As of December 31, 2024, BlackRock's AUM was… more
- BlackRock (New York, NY)
- …designations such as CFA Charter preferred + Has, or is willing to obtain, the Series 7 , 63, and 3 licenses **Competencies:** The ideal candidate will possess ... team members and contribute to the staff's overall development. **Qualifications:** + 7 + years of established track record in institutional relationship… more
- Principal Financial Group (Chicago, IL)
- …relationship representative highly preferred + FINRA licensing, including the SIE or equivalent, series 7 , 63 required or ability to obtain **Skills That Will ... unparalleled client experiences, fortifying and deepening relationships with our institutional client base. In conjunction with the Relationship Management Team,… more