- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Licenses/Certifications:** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 license * Series 24 or 9/10 ... license preferred. **Job:** Operations **Primary Location:** US-FL-St. Petersburg-Saint Petersburg **Organization** Investment Advisor Division **Schedule** Full-time **Job Shift** Day Job **Travel** Yes, 20 % of the Time **Req ID:** 2401759 more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …as approved by Human Resources. **Licenses/Certifications** : * Ability to obtain required licenses, SIE, Series 7 license , Series 66 license , ... Chartered Retirement Plan Specialist (CRPS) and the Accredited Investment Fiduciary (AIF) Designation, within one (1) to three (3) years of hire, to be determined by management. **Job:** Product Management **Primary Location:** US-FL-St. Petersburg-Saint… more
- Edward Jones (Tempe, AZ)
- …a potential new associate: Hiring Minimum: $70659 Hiring Maximum: $116516 **Skills/Requirements** + Series 7 license required that is currently active and ... held for a minimum of one year + Series 9, 10, 24, and 66 licenses are required...within 4 months of hire + Preferred Requirements:* Insurance license * General knowledge of compliance or industry experience* Bachelor's… more
- JPMorgan Chase (Fayetteville, NY)
- …and investment trades **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in… more
- Bank of America (Little Rock, AR)
- …Securities Industry Essentials (SIE), Series 7 , 63 & 24 (Must obtain SIE, series 7 & 63 license within 180 days of start date. Must obtain series ... 24 within one year of start date) **Desired Skills:** + Existing knowledge of the market preferred. + Active member/participation in local community organizations **Skills:** + Leadership Development + Performance Management + Relationship Building + Risk… more
- Charles Schwab (Westlake, TX)
- …designation + CFP(R) designation + Life and Health Insurance licensing + Active and valid FINRA Series 7 license + Active and valid FINRA Series 63/65 ... or 66 + Bachelor's degree **Preferred Qualifications:** + Minimum of 5 years of financial services experience in addition to 2 years of Financial Planning experience + Passion for financial planning to help clients manage their financial futures and build… more
- Morgan Stanley (New York, NY)
- …multiple priorities . Excellent communication skills in both verbal and written forms . FINRA Series 7 license required; Willingness to obtain Series 66 ... (or 63/65) within 180 days of hire. . Former portfolio management experience with tax efficiency a plus Expected base pay rates for the role will be between $85,000 and $135,000 per year at the commencement of employment. However, base pay if hired will be… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …provided that an exemption or grandfathering cannot be applied. * Depending on roles function, Series 7 License , Series 6, and/or State Insurance ... Licenses 2 - 14, to be obtained within six (6) months of hire date. **Job:** Investment Management **Primary Location:** US-FL-St. Petersburg-Saint Petersburg **Organization** Raymond James Investment Management **Schedule** Full-time **Job Shift** Day Job… more
- Bank of America (Miamisburg, OH)
- …Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & 63 license within 180 days of start date) **Shift:** 1st shift ... (United States of America) **Hours Per Week:** 40 Bank of America and its affiliates consider for employment and hire qualified candidates without regard to race, religious creed, religion, color, sex, sexual orientation, genetic information, gender, gender… more
- Bank of America (Los Angeles, CA)
- …Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, Series 7 & 63 license within 180 days of start date) + Excellent business ... development skills and analytical skills + Strong interpersonal communication skills + Demonstrates personal resilience and a commitment to continuous learning + Strong business or corporate financial acumen + Ability to read and interpret both audited and… more
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