• Advisor, Supervision- Dispute Resolution

    Raymond James Financial, Inc. (Memphis, TN)
    …~ + An equivalent combination of experience, education, and/or training. **Licenses/Certifications** + Series 7 license preferred + Appropriate series ... license (s) for assigned functional area preferred or the ability to obtain within an established timeframe. + Additional licenses/certifications demonstrating the candidate's knowledge/expertise in industry regulation and concepts preferred. more
    Raymond James Financial, Inc. (07/29/25)
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  • Transition Consultant | New Advisor Transitions…

    Raymond James Financial, Inc. (Phoenix, AZ)
    …(prior to start) _provided that an exemption or grandfathering cannot be applied._ + ** Series 7 License ** **required,** _or ability to obtain within 120 ... days._ + ** Series 63 (or 66) License ** **required** , _or ability to obtain within 120 days._ more
    Raymond James Financial, Inc. (07/26/25)
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  • Financial Planner - Centralized Planning Group

    Charles Schwab (Indianapolis, IN)
    …and advisor. **What you have** + CFP(R) designation required + Active and valid FINRA Series 7 license required (may be obtained within the first 120 ... days condition of employment) + Active and valid FINRA Series 63/65 or 66 license required (may be obtained with 120 days condition of employment) + Minimum 3+… more
    Charles Schwab (07/26/25)
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  • Branch Service Advisor | Financial Licensing…

    Raymond James Financial, Inc. (Southfield, MI)
    …(prior to start) _provided that an exemption or grandfathering cannot be applied._ + ** Series 7 License ** **required,** _or ability to obtain within six ... (6) months._ + ** Series 63 (or 66) License ** **required** , _or ability to obtain within six (6) months._ more
    Raymond James Financial, Inc. (07/26/25)
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  • Senior Technology Trainer

    Raymond James Financial, Inc. (Southfield, MI)
    …or grandfathering cannot be applied. SIE is required within six (6) months of hire. + Series 7 license is required within six (6) months of hire. **Travel ... + Develop and maintain strong professional relationships. **Licenses/Certifications:** Appropriate series license (s) for assigned functional area preferred or… more
    Raymond James Financial, Inc. (07/26/25)
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  • Wealth Advisor, Schwab Wealth Advisory

    Charles Schwab (Bellevue, WA)
    …opportunity for you. **What you have** **Required Qualifications:** + Bachelor's degree + Active FINRA Series 7 license + _(May be obtained with a 120-day ... CFP(R) designation or CFA(R) designation holders, verified before hire)_ + Active FINRA Series 66 license + _(May be obtained within the first 120 days)_ + Three… more
    Charles Schwab (07/24/25)
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  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (Jacksonville, FL)
    …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license + If you were registered after October 1, ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 120 days of starting in… more
    JPMorgan Chase (07/04/25)
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  • Senior Financial Planner

    Charles Schwab (Phoenix, AZ)
    …Financial Planning-related designation + CFP(R) designation is required. + Active and valid FINRA Series 7 license required. + Active and valid FINRA ... Series 63/65 or 66 required + Bachelor's degree required. + Minimum of 5 years financial services experience in addition to 2 years Financial Planning experience + Passion for financial planning to help clients manage their financial futures and build… more
    Charles Schwab (07/31/25)
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  • Sr. Relationship Manager, Global Commercial…

    Bank of America (Pittsburgh, PA)
    …Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & 63 license within 180 days of start date) **Desired Skills:** + ... Data and Trend Analysis + Pipeline Management **Required Skills:** + 7 + years' experience in broad based commercial lending/corporate finance/relationship management… more
    Bank of America (06/04/25)
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  • Senior Quantitative Model Analyst

    First Horizon Bank (Birmingham, AL)
    …with software version control systems, such as Git **CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license , etc)** None required **About Us** ... testing. + Must have advanced quantitative statistical modeling skills (Regression, Time Series , Survival Analysis, Markov Chain, etc.) + PhD or master's degree in… more
    First Horizon Bank (07/31/25)
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