- First Horizon Bank (Maryville, TN)
- …AND OFFICE EQUIPMENT SKILLS** 1. Microsoft Office suite **CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license , etc)** None required **About ... across the First Horizon Bank enterprise. This 24 X 7 environment will serve as the focal point for...reporting. **Shift Hours:** **3pm to 11:30pm and 11:00pm to 7 :30am** **ESSENTIAL DUTIES AND RESPONSIBILITIES** + Provides Level 2… more
- Charles Schwab (Orlando, FL)
- …**What you have** **Required Qualifications:** + Undergraduate degree required + Active and valid FINRA Series 7 license required + Active and valid FINRA 66 ... licenses required + Minimum 2 year of experience in the financial services industry working directly with clients **Preferred Qualifications:** + CFP + Experience servicing high-net-worth clients + General understanding of brokerage regulations and rules that… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …: * SIE required provided that an exemption or grandfathering cannot be applied. * FINRA Series 7 license or ability to obtain within six (6) months. ... **Job:** Training and Development **Primary Location:** US-FL-St. Petersburg-Saint Petersburg **Organization** Private Client Group **Schedule** Full-time **Job Shift** Day Job **Travel** Yes, 25 % of the Time **Req ID:** 2401885 more
- US Bank (Charlotte, NC)
- …Regulatory Authority (FINRA), and the National Futures Association (NFA) + Current or prior Series 7 license + Thorough knowledge of US Bancorp operations, ... policies, and procedures **This role offers a hybrid/flexible schedule, which means there's an in-office expectation of 3 or more days per week and the flexibility to work outside the office location for the other days.** If there's anything we can do to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 license or ability to obtain within six (6) ... months. **Job:** Research **Primary Location:** US-FL-St. Petersburg-Saint Petersburg **Organization** Private Client Group **Schedule** Full-time **Job Shift** Day Job **Travel** Yes, 5 % of the Time **Req ID:** 2401818 more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 License a plus **Job:** Operations **Primary Location:** US-FL-St. ... Petersburg-Saint Petersburg **Organization** Investment Advisor Division **Schedule** Full-time **Job Shift** Day Job **Travel** Yes, 10 % of the Time **Req ID:** 2401760 more
- HUB International (Fort Lauderdale, FL)
- …hand-off process + Special projects and other duties as assigned **REQUIREMENTS:** + FINRA Series 7 license and RIA affiliation licensing requirements + ... Bachelor's degree preferred + Bilingual (Spanish Speaking) + 2-5 years of experience preferred in financial services, retirement plans, and investments + Must be able to work independently, with some supervision and direction from manager + Proficient in… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …REQUIRED: + College degree is preferred, or 3 years of related business experience. + Series 7 license is preferred. + Knowledge of the securities industry ... and SEC / FINRA regulations is preferred. + Reconciliation and quality control experience is a plus. + Experience with Microsoft office products, such as Word and Excel. + Customer Service and Data entry or related skills are necessary. + Ability to work with… more
- Huntington National Bank (Cleveland, OH)
- …experience in Capital Markets systems, trading processes and metrics and financial market data + FINRA Series 7 License or ability to obtain with 180 days of ... hire date Preferred Qualifications: + Experience with trading data analytics and a strong understanding of securities trading metrics (P&L, carry, cost of funds), with a primary emphasis on Fixed Income products + Experience with Capital Markets vendors and… more
- Federal Reserve System (Dallas, TX)
- …deliver successful outcomes. + Demonstrate teamwork, analytical and critical thinking abilities. + Series 7 License preferred. + Equivalent education and/or ... experience may be substituted for any of the above requirements. **Our Benefits:** Our total rewards program offers benefits that are the best fit for you at every stage of your career: + Comprehensive healthcare options (Medical, Dental, and Vision) + 401K… more