- US Bank (Green Bay, WI)
- …sales position, preferably working with the affluent client segment - FINRA Series 7 , 63, 65 or 66 license , and applicable state insurance license ... Preferred Skills/Experience - Considerable knowledge in financial planning, including but not limited to goals based planning, asset allocation, retirement planning, and education funding - Considerable knowledge of the securities industry, including US… more
- Kestra Financial (Hartford, CT)
- …advising . Life, Health and Accident License - State of CT . FINRA Series 7 and FINRA 66 License . Well organized with the ability to manage time ... effectively with multiple priorities . Excellent Verbal Communication, Active Listening, Critical Thinking, Strong Ethics . Clean record with SEC and FINRA Skills + Trustworthy, sincere, charismatic and social disposition, able to start up and hold… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …Must maintain Licenses and FINRA registrations: Active State Applicable Life Insurance License , Active Series 7 Registration, Active Series ... 63 Registration, Active Series 65 or 66 Registration with state insurance must be acquired within the first six months of hire REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPL or its affiliates, which are… more
- Comerica (Dallas, TX)
- … years developing and executing sales and marketing plans + Series 7 + Series 66 + State Insurance License Preferred: + CFP or CTFA, CFA, CPA, JD, or MBA ... Qualifications:Minimum: + A Bachelor's degree in Business, Economics, or Finance + 7 years of experience sales and client management experience in Wealth Management… more
- Atria Wealth Solutions (Vancouver, WA)
- …FINRA BrokerCheck + Variable Life & Health + State Insurance License + Series 63/65 + Series 7 + Series 66 *Representatives are employed by Columbia ... and/or an equivalent combination of education and experience. + Series 7 , 63/65 or 66 Securities Registration...Washington and Oregon. + Clean U-4 + Valid Driver's License to transport self between Columbia CU branches, Operations… more
- First National Bank of Omaha (Minneapolis, MN)
- …of relevant investment banking, capital markets, or private equity experience. + FINRA SIE, 7 , 63 and Series 79 License (or equivalent registrations) or ... commitment in offer letter to complete the required registrations within 180 days. + Strong technical skills in financial modeling and valuation techniques. + Excellent communication, presentation, and interpersonal skills. + Highly organized with the ability… more
- Guardian Life (Holmdel, NJ)
- …queues daily. **You have** + 3 or more years of extensive industry experience + Securities license preferred ( Series 7 or 6) + Knowledge of retail client ... onboarding/new account process, and advisory products + Possess a high degree of self-confidence, work independently and have rapid decision-making ability. Must demonstrate strong and analytical and organizational skills. + Demonstrate ownership and follow… more
- Jackson National Life Insurance Company (Nashville, TN)
- …with advisory platforms required.** **FINRA SIE, FINRA Series 6 or 7 required.** **State Insurance License required.** **Applicants without the required ... registration will have 30 days to obtain the required registration, but will be limited in job function until complete registration is obtained.** We don't just accept difference - we celebrate it, we support it, and we thrive on it for the benefit of our… more
- Wells Fargo (Mclean, VA)
- …experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) ... have at least 18 months of experience functioning as a registered representative, Series 7 , within the five-year period immediately preceding the designation and… more
- Jackson National Life Insurance Company (Nashville, TN)
- …Industry Essentials (SIE) required.** **FINRA Series 6 or 7 , FINRA Series 63, State Insurance License required.** We don't just accept difference - we ... celebrate it, we support it, and we thrive on it for the benefit of our employees, our products and our community. Jackson is proud to be an equal opportunity workplace. The Company subscribes to and endorses federal and state laws and regulations relating to… more