• Family Physician CU Medicine Family Medicine…

    University of Colorado (Aurora, CO)
    …Family Medicine Centerfield Clinic Open Rank - Senior Instructor Series ** **Description** **University of Colorado Anschutz Medical Campus** **Department:** **School ... Family Medicine - Centerfield Clinic** **Open Rank - Senior Instructor Series ** **Position #: 00829204 - Requisition #35687:** **Job Summary:** **Examples of… more
    University of Colorado (06/12/25)
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  • Family Physician UCHealth Family Medicine…

    University of Colorado (Aurora, CO)
    …Family Medicine Westminster Clinic Open Rank - Senior Instructor Series ** **Description** **University of Colorado Anschutz Medical Campus** **Department:** **School ... UCHealth Family Medicine - Westminster Clinic** **Open Rank - Senior Instructor Series ** **Position #: 00829203 - Requisition #35634:** **Job Summary:** **1.0 FTE**… more
    University of Colorado (06/07/25)
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  • Financial Advisory Senior Area Manager

    Wells Fargo (Mclean, VA)
    …experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) ... have at least 18 months of experience functioning as a registered representative, Series 7 , within the five-year period immediately preceding the designation and… more
    Wells Fargo (08/02/25)
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  • Compliance Governance & Operations Manager

    TD Bank (Portland, ME)
    …multiple tasks and competing priorities.** + **Proficiency with Microsoft Office applications.** + **FINRA license Series 7 , 63 &24** + **Life and Health ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
    TD Bank (07/26/25)
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  • Contracts & Compliance Administrator

    MetroLink (Los Angeles, CA)
    …DISTINGUISHING CHARACTERISTICS This is the entry level in the Contract and Compliance Administrator series . At this level, assignments are generally limited ... Contracts & Compliance Administrator Print (https://www.governmentjobs.com/careers/scrra/jobs/newprint/5023137) Apply  Contracts &...of required experience. + A valid class C driver's license with a satisfactory driving record of no more… more
    MetroLink (07/28/25)
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  • Lead Compliance Officer - Personal Account…

    Wells Fargo (Charlotte, NC)
    …of the following: work experience, training, military experience, education + Must possess FINRA Series 7 securities license within 12 months of accepting ... **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support the Personal Account Dealing (PAD)...effectiveness, mentoring team members, and promoting a culture of compliance and accountability. Success in this role will be… more
    Wells Fargo (07/31/25)
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  • Senior Compliance Director, Head…

    Vanguard (Malvern, PA)
    …(eg FINRA, state). These will be determined by Compliance based on role-specific duties. ( Series 7 , 14, 24 or 65, 66). (must obtain within 6 months if not ... In support of our innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of complex and compelling issues while… more
    Vanguard (06/11/25)
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  • Accountant I/II/Senior

    Ventura County (Ventura, CA)
    …to employees in this classification who possess and maintain a valid, current CPA license or certificate. + Flexible Workweek - A compressed work schedule (eg, 9/80 ... functional areas of responsibility include, but are not limited to, compliance review, budgeting, grant accounting, cost accounting and financial analysis/reporting… more
    Ventura County (06/02/25)
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  • Risk Compliance Officer II…

    First Horizon Bank (Dallas, TX)
    …AND OFFICE EQUIPMENT SKILLS** 1. Microsoft Office suite **CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license , etc)** None required **About ... and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of...laws and regulations related to Consumer, Trust, and Commercial Compliance to be leveraged as part of other testing… more
    First Horizon Bank (07/24/25)
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  • Senior Advisor, Conflicts of Interest Supervision

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …+ Ability to perform analytics and create process efficiencies is a plus. + Series 7 required, Series 24 License (within 90 days of join), Series ... a high level of customer service. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred...grandfathering cannot be applied. + Required to have a Series 7 , 24 (within 90 days of… more
    Raymond James Financial, Inc. (07/26/25)
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