• Sr. Consultant Investment Sales Enablement

    Lincoln Financial (Radnor, PA)
    …or product management related fields + Bachelor's degree or equivalent work experience. + FINRA Series 7 & 63 preferred; Must obtain within 120 days of hire + ... teams. **What we're looking for** _Must-Haves_ + 5 - 7 + Years experience in alternative investments, alternative sales...as permitted by applicable law. Pay is based on non -discriminatory factors including but not limited to work experience,… more
    Lincoln Financial (08/19/25)
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  • Fixed Income Electronic Trading Sales

    Bloomberg (New York, NY)
    …specific expertise to help deliver solutions to our clients **You will need to have:** -SIE, series 7 and 63 expected to be obtained within the first 3 months if ... Fixed Income Electronic Trading Sales Specialist, Enterprise Sales - Bloomberg...offer many revenue-generating solutions that integrate with Bloomberg and non -Bloomberg OMS solutions, on both sides of the market.… more
    Bloomberg (08/21/25)
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  • Institutional Sales - Raymond James…

    Raymond James Financial, Inc. (Chicago, IL)
    …SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 License. **Travel** **Travel Required:** Yes, 75 % of the Time ... steps in generating new assets and revenue. **Responsibilities:** + The Institutional Sales Specialist will be responsible for managing a significant portion of… more
    Raymond James Financial, Inc. (08/28/25)
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  • Licensed Sales Assistant

    Reliant Community Credit Union (Sodus, NY)
    …in financial services, preferably in investment sales or advisory capacity. + Series 7 ,6, 66, 63, 65, and NYS Insurance required. + Proficiency with ... Licensed Sales Assistant Sodus, NY (http://maps.google.com/maps?q=10+Benton+Place+Sodus+NY+USA+14551) Apply Job Type Full-time Description Status:Hourly/ Non more
    Reliant Community Credit Union (09/12/25)
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  • Wealth Management Client Relationship Manager

    TIAA (Charlotte, NC)
    …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... **Required:** + 2+ years of financial services experience. + Series 7 , 63 and 65 (or 66)...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
    TIAA (09/10/25)
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  • Advisor Consultant - Alternative Investments

    Nuveen Investments (MI)
    …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... business development in the Alternative Investments space + FINRA Series 7 and Series 63...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
    Nuveen Investments (07/24/25)
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  • Individual Financial Consultant

    TIAA (Dallas, TX)
    …up and closing both education and growth related opportunities. A consultant has their series 7 , 66 and Health/Life licensing in all 50 states. This role ... + No Experience Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; ...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
    TIAA (09/03/25)
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  • Wealth Management Specialist - NPD

    Bank of America (Red Bank, NJ)
    …registration may result in disciplinary action up to and including termination. Requirements: Either SIE, Series 7 and 66 registrations or SIE, Series 7 , ... Specialist role. This position operates in a marketing and sales development role by implementing and executing the Elite...achieve the appropriate designations required for the position. If Series 7 and 66 (or 63 &… more
    Bank of America (08/23/25)
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  • Senior Director, Wealth Management

    TIAA (Kalamazoo, MI)
    …**Work Experience** + 8+ Years Required; 10+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... incentive program linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other non -annual… more
    TIAA (09/13/25)
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  • Investment Advisor Representative

    Atria Wealth Solutions (Vancouver, WA)
    …or graduate degree and/or an equivalent combination of education and experience. + Series 7 , 63/65 or 66 Securities Registration and Variable Life and ... with trails. RESPONSIBILITIES + Provide Columbia CU members with non -deposit investment and insurance products as registered and licensed...Variable Life & Health + State Insurance License + Series 63/65 + Series 7 more
    Atria Wealth Solutions (09/03/25)
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