- Wells Fargo (Mount Pleasant, SC)
- …licensing and SAFE registration, the Senior Branch Premier Banker LP (SAFE) non -exempt employee will transition to the Senior Branch Premier Banker (SAFE) exempt ... Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to qualify… more
- TIAA (KS)
- …Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series 63 **Physical Requirements** + Physical ... with a focus on relationship building + SRC Indicator: Series 6 or 7 ; Series ...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- Bank of America (Denver, CO)
- …registration may result in disciplinary action up to and including termination. Requirements: Either SIE, Series 7 and 66 registrations or SIE, Series 7 , ... Specialist role. This position operates in a marketing and sales development role by implementing and executing the Elite...achieve the appropriate designations required for the position. If Series 7 and 66 (or 63 &… more
- Bank of America (Chicago, IL)
- …registration may result in disciplinary action up to and including termination. Requirements: Either SIE, Series 7 and 66 registrations or SIE, Series 7 , ... Specialist role. This position operates in a marketing and sales development role by implementing and executing the Elite...Service Management + Process Simplification **Required Qualifications:** + Either Series 7 and 66 licenses or … more
- Truist (Atlanta, GA)
- …made to enable individuals with disabilities to perform the essential functions.1. BA/BS degree 2. Licenses: Series 7 , Series 99, Series 24, Series ... **Please review the following job description:** An independent team within CIB - Sales , Trading and Research that supports the Surveillance program within CIB. The… more
- Truist (Columbia, MD)
- …focusing on outbound sales calls. 6. Financial Industry Regulatory Authority (FINRA) Series 7 , 66 licenses or actively pursuing these licenses. The annual ... required for presentation and answering of questions. 4. Maximize sales opportunities by contacting potential investment clients based on...to obtain FINRA registrations within 365 days - SIE, Series 7 and Series 66.… more
- TIAA (Dallas, TX)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... incentive program linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other non -annual… more
- TIAA (Charlotte, NC)
- …Years Preferred + No Advanced Degree Required, Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 24 **Physical ... Advanced Degree Required **Career Level** 7PL **Required** : + Series 7 , 63, and 24 completed within...linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other … more
- Truist (New York, NY)
- …to perform the essential functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October ... flow, reacting with quick-takeaways to stock-moving developments Interacts with sales , trading, corporate management teams/ contacts, and institutional clients...2019), Series 63, Series 87 and either the Series 86… more
- Cisco (San Jose, CA)
- …full-time salaries in US and/or Canada locations, not including equity or benefits. For non - sales roles the hiring ranges reflect base salary only; employees are ... the performance of UCS products including AI servers and X- series & C- series servers. Join us as...of attainment with no cap on incentive compensation. For non -quota-based sales performance elements such as strategic… more