- Wells Fargo (Chicago, IL)
- …of traditional banking products + Credit risk experience + FINRA registration including Series 7 and 66 (or FINRA recognized equivalents) **Job Expectations:** + ... closes the sale of custom credit products leveraging excellent sales and relationship management skills, credit skills, and strong...is required for ongoing employment in this position. FINRA Series 7 and 66 examinations, or equivalent… more
- Truist (Charlottesville, VA)
- …standards specific to investments and insurance. 5. A minimum of Securities Industry Essentials (SIE), FINRA Series 7 , Series 66 or 65/63, and Series 24 ... and asset allocation objectives and policies. Monitor, maintain and update sales activity, pipeline and other pertinent information using the bank's contact… more
- City National Bank (New York, NY)
- …and securities market. * Minimum of 5 years of direct client services experience required * FINRA Series 7 and 63 or 66 licenses * FINRA Series 24: General ... across a broad range of brokerage activities for retirement and non -retirement accounts including establishing new accounts, processing account transfers, securities… more
- Bank of America (Merrillville, IN)
- …to become fully licensed and achieve the appropriate designations required for the position. If Series 7 and 66 (or 63 & 65) licenses and approved designation ... Specialist role. This position operates in a marketing and sales development role by implementing and executing the Elite...Management + Process Simplification + Reporting **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent;… more
- Aegon Asset Management (Denver, CO)
- …+ BS or BA degree required or equivalent industry experience. + Currently holds Series 7 /6 Securities License ( Series 63 if applicable) or obtain ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...Potential for earnings above target for those who exceed sales goals. See breakout below. The non -exempt… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …Licenses and FINRA registrations: Active State Applicable Life Insurance License, Active Series 7 Registration, Active Series 63 Registration, Active ... representative assigned to a specific branch (or multiple branches) to deliver Non -Deposit Investment Products (NDIPs) and services to the branch members and… more
- City National Bank (New York, NY)
- …* Minimum 5 years of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 *Additional ... work in tandem with an assigned SFA to provide sales and client and colleague service support coverage. The...CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and… more
- Coast Guard Community Services Command (Chesapeake, VA)
- …salary and title, series and grade if experience was with a non -appropriated fund instrumentality of the Federal government. You should also include a copy of ... Expiration Date: 01/30/2025 Announcement #: 6353 Opening Date:14 July 2025 Pay Plan/ Series /Pay Band: NF-0080-04 Closing Date: Until Filled Work Schedule: Full Time… more
- Equitable (Syracuse, NY)
- …**Qualifications** **Required Qualifications** + 3 Years of Experience with FINRA Series 7 and Series 63 or Equivalent ... Financial Professionals on the Remote Advice team by ensuring sales practices, account documentation, and books and records comply...is Required + Ability to obtain FINRA Series 24 license within 90 days of hire +… more
- Truist (Houston, TX)
- …2. 5- 7 years or more of banking experience in portfolio-oriented roles 3. FINRA: Series 7 , Series 66, Life, Health, and Variable insurance licenses and ... Act 6. Proven success in the acquisition of new personal client relationships. 7 . Demonstrated experience and success in meeting sales goals, identifying and… more
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