• Financial Consultant

    TIAA (Seattle, WA)
    …Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Licenses and Certifications** + Life and ... incentive program linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other non -annual… more
    TIAA (07/19/25)
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  • Managing Director - Principal Financial Network…

    Principal Financial Group (Denver, CO)
    …states in which business will be conducted. **Securities exams and IAR appointment include:** + Series 7 and 63 or equivalent, 24, 65 and/or 66 as required by ... pass exams. **Salary Range Information** Salary ranges below reflect targeted base salaries. Non - sales positions have the opportunity to participate in a bonus… more
    Principal Financial Group (08/01/25)
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  • Wealth Financial Advisor

    BMO Financial Group (Los Angeles, CA)
    …regulations governing FDIC insured and non -FDIC investment products. + Series 7 , 63 and 65/66 licenses. + Insurance sales license. + Expert business ... customer. Determines client needs and provides solutions though the sales of managed products and services (eg mutual funds,...find solutions to problems that can be complex and non -routine. + Implements changes in response to shifting trends.… more
    BMO Financial Group (07/15/25)
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  • Relationship Manager II - C&IB (F)

    PNC (Atlanta, GA)
    …Financial modeling skills preferred Licenses: Corporate Finance SIE, 79 and 63 ( 7 optional/with manager approval) within 180 days of employment **Job Description** + ... existing clients in a book of business to grow sales , revenue and market share with relevant sales...origination, financial analysis, negotiation and documentation of credit and non -credit products and services. + Manages risk/return and drives… more
    PNC (07/03/25)
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  • Senior Customer Advocate - Brokerage

    TIAA (Dallas, TX)
    …Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Licenses and Certifications** + Life and ... incentive program linked to performance (for example, annual discretionary incentive programs, non -annual sales incentive plans, or other non -annual… more
    TIAA (08/01/25)
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  • Financial Advisor

    First National Bank of Omaha (Omaha, NE)
    …experience. + 3 years of experience in the investment or financial services industry. + FINRA Series 7 and 66 (or Series 63 & 65) registrations. + State ... Bluffs, Iowa Plano, Texas **About This Role:** + Business Development: Implement sales strategies and action plans to build networks and third-party referrals,… more
    First National Bank of Omaha (08/02/25)
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  • Head of Senior Relationship Management - North…

    Marex (New York, NY)
    …regulated environment and knowledge of the risk and compliance requirements associated with this + Series 3 and Series 7 Qualified + Bachelor's degree is ... and meet business targets. + Senior point person to coordinate with US Sales team. + Ensuring compliance with the company's regulatory requirements under the US… more
    Marex (08/01/25)
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  • Investment Advisor

    Navy Federal Credit Union (Cherry Hill, NJ)
    …and/or internal audits. + Perform other duties as assigned or appropriate Qualifications + FINRA Series 7 and combination of NASAA Series 63/65 or 66 ... Overview To provide financial consulting services to assist members and non -members with identifying their financial goals and objectives via telephone or video… more
    Navy Federal Credit Union (07/29/25)
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  • Financial Advisor

    Navy Federal Credit Union (Matthews, NC)
    …to generate GDC based on defined thresholds within a specified period of time + FINRA Series 7 and combination of NASAA Series 63/65 or 66 registration ... Overview To provide financial consulting services to assist members and non -members with identifying their financial goals and objectives via telephone or video… more
    Navy Federal Credit Union (07/29/25)
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  • Wealth Services Specialist

    HSBC (Miami, FL)
    …and changing priorities with tact, diplomacy, and confidentiality + Licensed Registered Representative, Series 7 and Series 63 mandatory, in addition S65/66 ... as WRMs (Wealth Relationship Managers), Wealth Operations staff, Compliance and Sales Management. Responsible for receiving and executing domestic and international… more
    HSBC (07/22/25)
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