• Senior Branch Operations Manager (Savannah, GA)…

    Raymond James Financial, Inc. (Savannah, GA)
    …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7, 9 & 10 required. + Series 63, 65 ... and/or 66 as required by state. + Ability to obtain additional securities and advisory state registrations if required by state. more
    Raymond James Financial, Inc. (06/06/25)
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  • Complex Administrative Manager (Memphis, TN)…

    Raymond James Financial, Inc. (Memphis, TN)
    …+ Develop a range of administrative processes and provide administrative support and data processing to allow for the efficient running of the business. + Manage ... budget plans for a department. May involve development or delivery or both. + Lead the review of existing operations and the implementation of innovation processes across the division or function to ensure the required continuous improvement outcomes are… more
    Raymond James Financial, Inc. (08/01/25)
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  • Wealth Group Executive - SVP/C14

    Citigroup (New York, NY)
    …US FINRA Registration: SIE; Series 7; Series 63 + Series 65 (or Series 66); Series 9 + Series 10 (or Series 24, Series 4, and ... Series 53) + Must meet ALL US FINRA Registration requirement within 150 days of hire date. + Required: Group 1 - Life and Variable Annuity License + Must meet ALL requirements within 150 days of hire date. **Education:** + Bachelor's/University degree,… more
    Citigroup (07/11/25)
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  • Merrill Market Client Relationship Manager

    Bank of America (Pensacola, FL)
    …Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses and ... Series 3, 31 licenses, if warranted + Minimum of 5+ years professional experience ​ **Key Qualifications for the role:** + Current or previous Merrill Wealth Management experience strongly preferred + Self-motivated and client centric + Expert knowledge of… more
    Bank of America (08/08/25)
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  • Private Wealth Client Relationship Manager

    Bank of America (Los Angeles, CA)
    …to currently hold Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) equivalent licenses + ... Series 3, 31 licenses, if warranted + Minimum 5+ years professional experience required + Current or previous Merrill Wealth Management experience strongly preferred + Self-motivated and client centric + Expert knowledge of regulatory and supervisory… more
    Bank of America (08/08/25)
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  • Merrill Market Client Relationship Manager

    Bank of America (Wayne, NJ)
    …Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses and ... Series 3, 31 licenses, if warranted + Minimum of 5+ years professional experience ​ **Key Qualifications for the role:** + Current or previous Merrill Wealth Management experience strongly preferred + Self-motivated and client centric + Expert knowledge of… more
    Bank of America (08/08/25)
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  • Merrill Market Supervision Manager

    Bank of America (Newport Beach, CA)
    …+ Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + ... Series 3, 31 licenses, if warranted + Minimum of 5+ years professional experience + Proven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management… more
    Bank of America (08/02/25)
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  • Merrill Market Supervision Manager

    Bank of America (Miami, FL)
    …+ Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + ... Series 3, 31 licenses, if warranted + Minimum of 5+ years professional experience + Proven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management… more
    Bank of America (07/31/25)
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  • Merrill Market Supervision Manager

    Bank of America (Tulsa, OK)
    …+ Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + ... Series 3, 31 licenses, if warranted + Minimum of 5+ years professional experience + Proven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management… more
    Bank of America (07/24/25)
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  • Market Supervision Manager

    Bank of America (Northbrook, IL)
    …+ Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + ... Series 3, 31 licenses, if warranted + Minimum of 5+ years professional experience + Proven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management… more
    Bank of America (06/26/25)
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