• Senior Branch Operations Manager (Savannah, GA)…

    Raymond James Financial, Inc. (Savannah, GA)
    …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7, 9 & 10 required. + Series 63, 65 ... and/or 66 as required by state. + Ability to obtain additional securities and advisory state registrations if required by state. more
    Raymond James Financial, Inc. (06/06/25)
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  • Complex Administrative Manager (Memphis, TN)…

    Raymond James Financial, Inc. (Memphis, TN)
    …+ Develop a range of administrative processes and provide administrative support and data processing to allow for the efficient running of the business. + Manage ... budget plans for a department. May involve development or delivery or both. + Lead the review of existing operations and the implementation of innovation processes across the division or function to ensure the required continuous improvement outcomes are… more
    Raymond James Financial, Inc. (08/01/25)
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  • Branch Complex Senior Manager

    Wells Fargo (Davidson, NC)
    …to qualify for immediate FINRA registration. Series 24 is required if Series 9 and 10 examinations are not held. **Desired Qualifications:** + Ability ... FINRA license(s) is required for ongoing employment in this position. FINRA Series 9 and 10 examinations, or equivalent must be completed within 120 days.… more
    Wells Fargo (08/22/25)
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  • Merrill Market Supervision Manager - Greater

    Bank of America (Atlanta, GA)
    …+ Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + ... Series 3, 31 licenses, if warranted + Minimum of 5+ years professional experience + Proven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management… more
    Bank of America (08/29/25)
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  • Merrill Market Supervision Manager

    Bank of America (Washington, DC)
    …+ Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + ... Series 3, 31 licenses, if warranted + Minimum of 5+ years professional experience + Proven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management… more
    Bank of America (08/29/25)
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  • Merrill Market Client Relationship Manager

    Bank of America (Walnut Creek, CA)
    …Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses and ... Series 3, 31 licenses, if warranted + Minimum of 5+ years professional experience ​ **Key Qualifications for the role:** + Current or previous Merrill Wealth Management experience strongly preferred + Self-motivated and client centric + Expert knowledge of… more
    Bank of America (08/29/25)
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  • Merrill Market Supervision Manager

    Bank of America (Chicago, IL)
    …+ Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + ... Series 3, 31 licenses, if warranted + Minimum of 5+ years professional experience + Proven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management… more
    Bank of America (08/27/25)
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  • Merrill Market Client Relationship Manager

    Bank of America (Mobile, AL)
    …Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses and ... Series 3, 31 licenses, if warranted + Minimum of 5+ years professional experience ​ **Key Qualifications for the role:** + Current or previous Merrill Wealth Management experience strongly preferred + Self-motivated and client centric + Expert knowledge of… more
    Bank of America (08/08/25)
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  • Private Wealth Client Relationship Manager

    Bank of America (Los Angeles, CA)
    …to currently hold Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) equivalent licenses + ... Series 3, 31 licenses, if warranted + Minimum 5+ years professional experience required + Current or previous Merrill Wealth Management experience strongly preferred + Self-motivated and client centric + Expert knowledge of regulatory and supervisory… more
    Bank of America (08/08/25)
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  • Wealth Regional Supervisor - Account Opening

    Truist (Atlanta, GA)
    …to perform the essential functions. + FINRA Series 7, 24, 53, and 66 licenses ( Series 9 &10 can be used in lieu of 53. Series 63&65 can be used in lieu ... 7 or more years of regulatory, compliance or supervisory experience + FINRA Series 4 **General Description of Available Benefits for Eligible Employees of Truist… more
    Truist (08/08/25)
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