- Raymond James Financial, Inc. (Savannah, GA)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7, 9 & 10 required. + Series 63, 65 ... of the branch office. Directs day to day operational functions, ensuring compliance with firm and regulatory policies and procedures. Uses extensive knowledge and… more
- Raymond James Financial, Inc. (Memphis, TN)
- …for an important area of responsibility within a function, ensuring compliance with external requirements and integration with the broader functional policy ... framework. **Skills:** + Uses expertise to act as organizational authority on planning, organizing, prioritizing and overseeing activities to efficiently meet business objectives. + Applies expertise to act as the organizational authority on developing… more
- New York State Civil Service (New York, NY)
- …HELP No Agency Court Administration, Office of Title Network System Engineer Series Occupational Category IT Engineering, Sciences Salary Grade 28 Bargaining Unit ... 0% Workweek Mon-Fri Hours Per Week 35 Workday From 9 AM To 5 PM Flextime allowed? No Mandatory...RECRUITING FOR FEW POSITIONS IN THE NETWORK SYSTEM ENGINEER SERIES . THESE POSITIONS WILL BE FILLED IN ANY OF… more
- Veterans Affairs, Veterans Health Administration (Milwaukee, WI)
- …facility policies and procedures, including the Code of Conduct and Corporate Compliance Program. Provide safe and therapeutic care using the ICARE values inherent ... license from any US State or territory Work Schedule: 0. 9 FTE/72 hours per pay period (6-12 hour shifts)...- All persons currently employed in VHA in 0610 series and performing the duties as described in the… more
- Lockheed Martin (San Diego, CA)
- …experience; experience working with other MIL\-SPEC and COTS equipment/systems\. Familiarity and compliance with the Navy PMS \(OPNAVINST 4790\.4 series in ... Award\-Winning Place to Work **WHO YOU ARE** This position is an Baseline 9 Computer Technician and the candidate must have previous experience\. This position will… more
- Wells Fargo (Mclean, VA)
- …equivalents) sufficient to qualify for immediate FINRA registration. **Desired Qualifications:** + Series 9 and 10 + Strong verbal, written, and interpersonal ... is required for ongoing employment in this position. FINRA Series 9 and 10 examinations or equivalent...This will be communicated at time of offer acceptance. Compliance with state law registration and licensing requirements is… more
- MetroLink (Los Angeles, CA)
- …DISTINGUISHING CHARACTERISTICS This is the entry level in the Contract and Compliance Administrator series . At this level, assignments are generally limited ... Contracts & Compliance Administrator Print (https://www.governmentjobs.com/careers/scrra/jobs/newprint/5023137) Apply Contracts &...the SDI program. The contribution rate for 2015 is 0. 9 percent of earnings. The SDI taxable wage limit… more
- Edward Jones (St. Louis, MO)
- …Your primary responsibilities will focus on maintaining and continually evolving the compliance program for the Trust Company, which is comprised of over 4,000 ... a team of associates responsible for administering a risk-based compliance program intended to provide reasonable assurance to the...requirements with the firm's business goals and objectives. + Series 7, 24 and 66 are required within 6… more
- Ventura County (Ventura, CA)
- …CPA license or certificate. + Flexible Workweek - A compressed work schedule (eg, 9 /80 workweek) may be available for some positions. + Telework Schedule - A remote ... functional areas of responsibility include, but are not limited to, compliance review, budgeting, grant accounting, cost accounting and financial analysis/reporting… more
- Wells Fargo (Atlantic Highlands, NJ)
- …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized… more
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