• Merrill Market Supervision Manager - Greater

    Bank of America (Atlanta, GA)
    …policies, laws, rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel * Manages day-to-day ... drive adherence of policies and procedures related to the sales practice conduct * Partners with FAs, CAs, and...enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or … more
    Bank of America (08/29/25)
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  • Merrill Market Supervision Manager

    Bank of America (Chicago, IL)
    …policies, laws, rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel + Manages day-to-day ... drive adherence of policies and procedures related to the sales practice conduct + Partners with FAs, CAs, and...enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or … more
    Bank of America (08/27/25)
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  • Relationship Banker West/Northwest Suburbs

    Wells Fargo (Elmhurst, IL)
    …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized ... to make client calls and actively participate in the sales development process + Knowledge and understanding of retail...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
    Wells Fargo (08/26/25)
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  • Relationship Banker - Dunn Ave

    Wells Fargo (Jacksonville, FL)
    …**Desired Qualifications:** * Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized ... to make client calls and actively participate in the sales development process * Knowledge and understanding of retail...practices risk management culture * Current registration for FINRA Series 6 and Series 63 (or FINRA… more
    Wells Fargo (09/05/25)
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  • Relationship Banker Inland Orange County District

    Wells Fargo (Seal Beach, CA)
    …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA recognized ... to make client calls and actively participate in the sales development process + Knowledge and understanding of retail...practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA… more
    Wells Fargo (08/29/25)
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  • Independent Solutions Growth Director

    Wells Fargo (Charlotte, NC)
    …and Registered Investment Advisors (RIA). This role is part of the National Sales organization and is ideal for a strategic, results-driven professional with deep ... Advisors, Channel Leadership, and internal partners to drive product and platform sales across assigned territories. Learn more about our career areas and lines… more
    Wells Fargo (09/06/25)
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  • Advisor Development Program - Financial Solutions…

    Bank of America (Hickory, NC)
    …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, ... Solutions Advisors in the centralized segment are phone-based licensed advisors (obtaining series 7 and 66 required) that provide clients with holistic financial… more
    Bank of America (09/05/25)
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  • Wealth Management Client Relationship Manager

    TIAA (Charlotte, NC)
    …**Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7; Series 63; Series 65; Series 66 **Licenses ... Work **Career Level** 6IC **Required:** + 2+ years of financial services experience. + Series 7, 66 (63 and 65), and life and health insurance licenses completed… more
    TIAA (08/29/25)
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  • Advisor Development Program Financial Solutions…

    Bank of America (New Orleans, LA)
    …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, ... on the centralized segment are phone-based licensed advisors (obtaining series 7 and 66 required) that provide clients with...put your mind to. + Is comfortable in a sales role, finding ways to nurture strong relationships with… more
    Bank of America (08/09/25)
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  • Individual Financial Consultant

    TIAA (Dallas, TX)
    …other goals ensuring a good client experience. In addition to their sales responsibilities, the consultant performs many of the administrative functions related to ... education and growth related opportunities. A consultant has their series 7, 66 and Health/Life licensing in all 50...this process. + Develop and maintain a pipeline of sales opportunities to ensure clients complete all steps to… more
    TIAA (09/03/25)
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